# COMPASS ROSE ASSET MANAGEMENT, LP

COMPASS ROSE ASSET MANAGEMENT, LP of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 297010
- Type: SEC-registered investment adviser
- SEC file number: 801-113397
- Location: 124 EAST 14TH STREET, 21ST FLOOR, NEW YORK, NY, 10003
- Phone: 212-888-1433
- Latest filing: 2026-03-31
- Regulatory AUM: $16.5B
- Discretionary AUM: $16.5B
- Clients: 37
- Accounts: 4

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos, Other

## Officers, owners & control persons (20)

| Name | Role | Location |
| --- | --- | --- |
| Sean Patrick Fahey | CO-CHIEF INVESTMENT OFFICER; MEMBER; PARTNER | CHICAGO, IL |
| Brian Peter Riano | CHIEF EXECUTIVE OFFICER; MEMBER | — |
| Neil Andrew Berman | CHIEF FINANCIAL OFFICER | — |
| Bryan John Carroll | CHIEF RISK OFFICER; PRESIDENT | — |
| Jason Michael Roche | CHIEF INVESTMENT OFFICER; CO-CHIEF INVESTMENT OFFICER; MEMBER | — |
| Cameron OConnor Lewis | PORTFOLIO MANAGER | — |
| Daniel Jacob Weiner | GENERAL COUNSEL | — |
| Todd Francis Duffy | CHIEF COMPLIANCE OFFICER | New York, NY |
| CARROLL KENNETH JOHN | CHIEF RISK OFFICER | — |
| ROCHE RONALD MICHAEL | CO-CHIEF INVESTMENT OFFICER; MEMBER | — |
| RIANO BRIAN PETER | CHIEF EXECUTIVE OFFICER; MEMBER | — |
| FAHEY SEAN PATRICK | CHIEF INVESTMENT OFFICER; CO-CHIEF INVESTMENT OFFICER; MEMBER | — |
| BERMAN NEIL ANDREW | CHIEF FINANCIAL OFFICER | — |
| DUFF TODD FRANCIS | CHIEF COMPLIANCE OFFICER | — |
| DUFFY TODD FRANCIS | CHIEF COMPLIANCE OFFICER | — |
| Roche Jason | CO-CHIEF INVESTMENT OFFICER; MEMBER | — |
| LEWIS CAMERON OCONNOR | PORTFOLIO MANAGER | — |
| LEWIS CAMERON | PORTFOLIO MANAGER | — |
| CARROLL BRYAN | CHIEF RISK OFFICER | — |
| Cameron O"Connor Lewis | PORTFOLIO MANAGER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/297010/brochure
- Similar advisers: https://search.stillhousedata.com/firm/297010/similar
- Related entities: https://search.stillhousedata.com/firm/297010/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/297010

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.