# SARGENT INVESTMENT GROUP, LLC

SARGENT INVESTMENT GROUP, LLC of BETHESDA, MD is an SEC-registered investment adviser.

## Registration

- CRD: 297499
- Type: SEC-registered investment adviser
- SEC file number: 801-113542
- Location: 4920 ELM STREET, SUITE 305, BETHESDA, MD, 20814
- Phone: (202) 580-6400
- Latest filing: 2026-05-26
- Regulatory AUM: $1.5B
- Discretionary AUM: $1.2B
- Non-discretionary AUM: $310.7M
- Clients: 18
- Accounts: 1,381

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth, Pensions, Charities, Investment cos

## Officers, owners & control persons (16)

| Name | Role | Location |
| --- | --- | --- |
| Ricardo Martin Rosenberg | MANAGER; PRINCIPAL | — |
| Brian Douglas Mcgregor | CHIEF EXECUTIVE OFFICER/MANAGING MEMBER; PRINCIPAL; TRUSTEE | — |
| Teresa Marie Schafer | CHIEF COMPLIANCE OFFICER | — |
| Christopher Neel Rhyne | MANAGING MEMBER; PRINCIPAL | — |
| Nancy Rosenberg | TRUSTEE | — |
| Jeremy Rachlin | TRUSTEE | — |
| ROSENBERG EDWARD MARTIN | PARTNER; PRINCIPAL | — |
| SCHAFER TERESA MARIE | CHIEF COMPLIANCE OFFICER | — |
| SARGENT CHRISTOPHER SMITH | PARTNER; PRINCIPAL | — |
| MCGREGOR BRIAN DOUGLAS | PARTNER; PRINCIPAL; TRUSTEE | — |
| RHYNE CHRISTOPHER NEEL | PRINCIPAL | — |
| SORGE CHRISTINE | TRUSTEE | — |
| ROSENBERG NANCY | TRUSTEE | — |
| Edward H Lamade | CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER/MEMBER | — |
| Christopher Smith Sargent | MANAGER | — |
| Laura An Hespe | CHIEF OPERATING OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/297499/brochure
- Similar advisers: https://search.stillhousedata.com/firm/297499/similar
- Related entities: https://search.stillhousedata.com/firm/297499/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/297499

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.