# TROWBRIDGE CAPITAL PARTNERS LLC.

TROWBRIDGE CAPITAL PARTNERS LLC. is an SEC-registered investment adviser.

## Registration

- CRD: 297764
- Type: SEC-registered investment adviser
- SEC file number: 801-113661
- Phone: 646-360-3574
- Latest filing: 2026-03-24
- Regulatory AUM: $25.8M
- Discretionary AUM: $15.7M
- Non-discretionary AUM: $10.1M
- Clients: 1
- Accounts: 8

## Business model

- Compensation: % of AUM
- Clients served: High net worth, Other

## Officers, owners & control persons (7)

| Name | Role | Location |
| --- | --- | --- |
| Susan Elaine Mitchell | CHIEF COMPLIANCE OFFICER | — |
| Brett David Golden | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER; PASSIVE MEMBER | — |
| Louis Paul Lukac | MANAGING MEMBER & CHIEF INVESTMENT OFFICER; MEMBER & CHIEF INVESTMENT OFFICER | — |
| Stanley Dickson | MEMBER; PASSIVE MEMBER | — |
| GOLDEN BRETT DAVID | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | — |
| LUKAC LOUIS PAUL | MEMBER & CHIEF INVESTMENT OFFICER | — |
| DICKSON STANLEY | MEMBER | — |


## Disclosures (3)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2023-08-24 | regulatory | ON AUGUST 24,2023 TROWBRIDGE OFFERED, AND THE SEC AGREED TO ACCEPT, A SETTLEMENT REGARDING ALLEGED VIOLATIONS OF SECTION 206(4) OF THE ADVISERS ACT AND RULE 206(4)-1(D) THEREUNDER. THE SEC ALLEGED THAT TROWBRIDGE ADVERTISED HYPOTHETICAL PERFORMANCE ON ITS PUBLIC WEBSITE WITHOUT ADOPTING AND IMPLEMEN… | Final | $60K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/297764/brochure
- Similar advisers: https://search.stillhousedata.com/firm/297764/similar
- Related entities: https://search.stillhousedata.com/firm/297764/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/297764

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.