# ELMWOOD ASSET MANAGEMENT LLC

ELMWOOD ASSET MANAGEMENT LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 297926
- Type: SEC-registered investment adviser
- SEC file number: 801-114556
- Location: 575 FIFTH AVENUE, 34TH FLOOR, NEW YORK, NY, 10017
- Phone: 646-876-2350
- Latest filing: 2026-03-04
- Regulatory AUM: $24.3B
- Discretionary AUM: $24.3B
- Clients: 45
- Accounts: 52

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos

## Officers, owners & control persons (17)

| Name | Role | Location |
| --- | --- | --- |
| [Brian Adrian McNamara](https://search.stillhousedata.com/person/133055) | CHIEF EXECUTIVE OFFICER / PRESIDENT/ CHIEF INVESTMENT OFFICER; PRESIDENT / CO-CHIEF INVESTMENT OFFICER | New York, NY |
| [Christopher Adrian Marshall](https://search.stillhousedata.com/person/133056) | CHIEF EXECUTIVE OFFICER / CO-CHIEF INVESTMENT OFFICER; MEMBER | New York, NY |
| [Katharine Rose Dailey](https://search.stillhousedata.com/person/693980) | CHIEF OPERATIONS OFFICER | — |
| [Michael Patrick Holland](https://search.stillhousedata.com/person/693981) | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | — |
| [Ryan Thomas Brown](https://search.stillhousedata.com/person/693982) | CHIEF FINANCIAL OFFICER | — |
| [Patrick Michael Frayne](https://search.stillhousedata.com/person/693983) | MANAGER | — |
| [BROWN KEVIN THOMAS](https://search.stillhousedata.com/person/730418) | CHIEF FINANCIAL OFFICER | — |
| [SINGER PAUL ELLIOTT](https://search.stillhousedata.com/person/812776) | DIRECTOR, PRESIDENT AND SHAREHOLDER; GENERAL PARTNER; MANAGING MEMBER AND PRESIDENT (+7 more) | — |
| [SINGER GORDON MATTHEW](https://search.stillhousedata.com/person/812780) | MEMBER; TRUSTEE; TRUSTEE OF GORDON M. SINGER 1983 TRUST II (+5 more) | — |
| [KAPLAN MYRON](https://search.stillhousedata.com/person/812781) | TRUSTEE; TRUSTEE OF APRIL 1, 1990 PAUL E. SINGER TRUST; TRUSTEE OF GORDON M. SINGER 1983 TRUST II (+6 more) | — |
| [MORRIS-SINGER ANDREW](https://search.stillhousedata.com/person/812784) | TRUSTEE OF APRIL 1, 1990 PAUL E. SINGER TRUST; TRUSTEE OF THE PAUL E. SINGER FAMILY TRUST IIG | — |
| [CONWAY BERNADETTE MARIE](https://search.stillhousedata.com/person/819808) | CHIEF COMPLIANCE OFFICER / CHIEF OPERATIONS OFFICER | — |
| [HOLLAND MICHAEL PATRICK](https://search.stillhousedata.com/person/845482) | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | — |
| [YUSTEIN ROSS LEONARD](https://search.stillhousedata.com/person/848253) | TRUSTEE; TRUSTEE OF SAMUEL AND SOPHIE SINGER 2011 TRUST | — |
| [MARSHALL CHRISTOPHER ADRIAN](https://search.stillhousedata.com/person/852135) | CHIEF EXECUTIVE OFFICER / CO-CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER | — |
| [MCNAMARA BRIAN MANNING](https://search.stillhousedata.com/person/852136) | HEAD OF RESEARCH; PRESIDENT / CO-CHIEF INVESTMENT OFFICER | — |
| [DAILEY KATHARINE ROSE](https://search.stillhousedata.com/person/871105) | CHIEF COMPLIANCE OFFICER / CHIEF OPERATIONS OFFICER; CHIEF OPERATIONS OFFICER | — |


## Disclosures (13)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-10-25 | regulatory | ON OCTOBER 25, 2024, ELLIOTT INVESTMENT MANAGEMENT L.P. ("ELLIOTT") BECAME AWARE OF A NOTICE (THE "NOTICE") ISSUED BY BUNDESANSTALT FUR FINANZDIENSTLEISTUNGSAUFSICGHT ("BAFIN"), ADDRESSED TO MR. PAUL SINGER, THE ULTIMATE CONTROL PERSON OF ELLIOTT, ALLEGING THAT ELLIOTT FAILED TO TIMELY FILE CERTAIN… | Pending | — |
| — | regulatory | — | — | — |
| — | civil | — | — | — |


## Private funds (52)

_Showing 15 of 52 funds by gross asset value._

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| ELMWOOD CLO VIII, LTD. | Securitized Asset Fund | Cayman Islands | 5 | $1.0B | $250K |
| ELMWOOD CLO 40 LTD. | Securitized Asset Fund | Cayman Islands | 1 | $1.0B | $250K |
| ELMWOOD CLO 34 LTD. | Securitized Asset Fund | Cayman Islands | 1 | $1.0B | $250K |
| ELMWOOD CLO II, LTD. | Securitized Asset Fund | Cayman Islands | 1 | $993.3M | $250K |
| ELMWOOD CLO 16 LTD. | Securitized Asset Fund | Cayman Islands | 1 | $738.6M | $250K |
| ELMWOOD CLO 14 LTD. | Securitized Asset Fund | Cayman Islands | 1 | $654.0M | $250K |
| ELMWOOD CLO 26 LTD. | Securitized Asset Fund | Cayman Islands | 1 | $599.6M | $250K |
| ELMWOOD CLO XII, LTD. | Securitized Asset Fund | Cayman Islands | 1 | $596.5M | $250K |
| ELMWOOD CLO VI, LTD. | Securitized Asset Fund | Cayman Islands | 3 | $592.6M | $250K |
| ELMWOOD CLO 30 LTD. | Securitized Asset Fund | Cayman Islands | 2 | $550.4M | $250K |
| ELMWOOD CLO 43 LTD. | Securitized Asset Fund | Cayman Islands | 2 | $512.4M | $250K |
| ELMWOOD CLO I, LTD. | Securitized Asset Fund | Cayman Islands | 1 | $506.1M | $250K |
| ELMWOOD CLO 39 LTD. | Securitized Asset Fund | Cayman Islands | 1 | $506.1M | $250K |
| ELMWOOD CLO 37 LTD. | Securitized Asset Fund | Cayman Islands | 1 | $506.0M | $250K |
| ELMWOOD CLO 38 LTD. | Securitized Asset Fund | Cayman Islands | 2 | $504.5M | $250K |


## Fund service providers (5)

- administrator: WALKERS FIDUCIARY LIMITED, CAYMAN — 50 funds
- administrator: U.S. BANK NATIONAL ASSOCIATION — 37 funds
- administrator: US BANK NATIONAL ASSOCIATION — 15 funds
- administrator: APPLEBY GLOBAL SERVICES (CAYMAN) LIMITED
- administrator: MAPLES FIDUCIARY SERVICES (JERSEY) LIMITED

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/297926/brochure
- Similar advisers: https://search.stillhousedata.com/firm/297926/similar
- Related entities: https://search.stillhousedata.com/firm/297926/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/297926

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.