# AUSPICIOUS FINANCIAL PLANNING, LLC

AUSPICIOUS FINANCIAL PLANNING, LLC of SAN RAMON, CA is an SEC-registered investment adviser.

## Registration

- CRD: 297962
- Type: SEC-registered investment adviser
- SEC file number: 801-113980
- Location: 2603 CAMINO RAMON, SUITE 200, SAN RAMON, CA, 94583
- Phone: 925-355-1200
- Latest filing: 2026-03-31
- Regulatory AUM: $278.0M
- Discretionary AUM: $278.0M
- Clients: 2
- Accounts: 609

## Business model

- Compensation: % of AUM
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| Louis Isaac Dagen | CHIEF COMPLIANCE OFFICER; TRUSTEE | — |
| Grace Wun Chen | TRUSTEE | — |
| DAGEN LOUIS ISAAC | CHIEF COMPLIANCE OFFICER; MANAGING MEMBER & CHIEF COMPLIANCE OFFICER; TRUSTEE | — |
| CHEN GRACE WUN | TRUSTEE | — |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| — | — | 1 | 925-355-1200 |
| — | — | 1 | 925-355-1200 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/297962/brochure
- Similar advisers: https://search.stillhousedata.com/firm/297962/similar
- Related entities: https://search.stillhousedata.com/firm/297962/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/297962

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.