# DAKOTA WEALTH, LLC

DAKOTA WEALTH, LLC of PALM BEACH GARDENS, FL is an SEC-registered investment adviser.

## Registration

- CRD: 297987
- Type: SEC-registered investment adviser
- SEC file number: 801-114097
- Location: 11376 N. JOG ROAD, SUITE 101, PALM BEACH GARDENS, FL, 33418-1752
- Phone: (561) 774-8101
- Latest filing: 2026-03-24
- Regulatory AUM: $6.9B
- Discretionary AUM: $6.9B
- Non-discretionary AUM: $8.7M
- Clients: 91
- Accounts: 11,161

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth, Pensions, Charities, Investment cos, Other

## Officers, owners & control persons (21)

| Name | Role | Location |
| --- | --- | --- |
| Peter John Raimondi | CHIEF EXECUTIVE OFFICER | — |
| Bryan Paul Keller | CHIEF STRATEGIC OFFICER; PRESIDENT | — |
| Kayla Marie Berg | CHIEF COMPLIANCE OFFICER | — |
| Leslie Arsenault Metz | CHIEF OPERATING OFFICER, GENERAL COUNSEL; GENERAL COUNSEL | — |
| Luke S Baxter | CHIEF TECHNOLOGY OFFICER | — |
| Timothy Michael Melly | CHIEF INVESTMENT OFFICER | — |
| Gregory Scott Horn | CHIEF DEVELOPMENT OFFICER | — |
| REED BRYAN MICHAEL | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICE AND MANAGING PARTNER; CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER AND MANAGING PARTNER; CHIEF OPERATING OFFICE AND MANAGING PARTNER (+1 more) | — |
| RAIMONDI PETER JOHN | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER AND MANAGING PARTNER; MANAGING PARTNER | — |
| MAWN PETER FRANCIS | CHIEF STRATEGIC OFFICER AND MANAGING PARTNER; ELECTED MANAGER | — |
| DESIMONE JOHN FREDERICK | CHIEF FINANCIAL OFFICER AND MANAGING PARTNER | — |
| HORN GREGORY SCOTT | CHIEF DEVELOPMENT OFFICER | — |
| DIAMOND CARINA SHIPOTOFSKY | CHIEF EXPERIENCE OFFICER; CHIEF GROWTH OFFICER | — |
| HOOD BRENDA LOURENE | CHIEF COMPLIANCE OFFICER | — |
| Rasmussen Michael Thomas | CHIEF COMPLIANCE OFFICER | — |
| Honowitz Seth | ELECTED MANAGER | — |
| Caufield Alicia | ELECTED MANAGER | — |
| KELLER BRYAN PAUL | CHIEF STRATEGIC OFFICER | — |
| Berg Kayla Marie | CHIEF COMPLIANCE OFFICER | — |
| Arsenault Metz Leslie | ASSOCIATE GENERAL COUNSEL; GENERAL COUNSEL | — |
| BAXTER LUKE S | CHIEF TECHNOLOGY OFFICER | — |


## Disclosures (7)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2019-02-11 | regulatory | PRIOR TO HER TIME AT DAKOTA, MARILYN RIOS (FORMERLY MARILYN GENERY) WAS A REGISTERED REPRESENTATIVE OF A BROKER-DEALER, LINSCO PRIVATE LEDGER (LPL). A CLAIM AROSE IN 2017 REGARDING AN ALLEGED VIOLATION OF THE COMPANY'S DOCUMENT SIGNATURE POLICY WHILE MS. RIOS WAS WITH LPL. FINRA INVESTIGATED THE MAT… | Final | $53K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/297987/brochure
- Similar advisers: https://search.stillhousedata.com/firm/297987/similar
- Related entities: https://search.stillhousedata.com/firm/297987/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/297987

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.