# CARVAL CLO MANAGEMENT LLC

CARVAL CLO MANAGEMENT LLC of MINNEAPOLIS, MN is an SEC-registered investment adviser.

## Registration

- CRD: 298135
- Type: SEC-registered investment adviser
- SEC file number: 801-131161
- Location: 1601 UTICA AVENUE SOUTH, SUITE 1000, MINNEAPOLIS, MN, 55416-3496
- Phone: 952-444-4780
- Latest filing: 2026-03-30
- Regulatory AUM: $7.3B
- Discretionary AUM: $7.3B
- Clients: 1
- Accounts: 17

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos

## Officers, owners & control persons (10)

| Name | Role | Location |
| --- | --- | --- |
| [Christopher Alan Mawn](https://search.stillhousedata.com/person/690575) | PRESIDENT | — |
| [Christie Ramona Farris Oberg](https://search.stillhousedata.com/person/690576) | CHIEF COMPLIANCE OFFICER | — |
| [Matthew Robert Bogart](https://search.stillhousedata.com/person/690577) | GENERAL COUNSEL OF AB CARVAL INVESTORS L.P. | — |
| [Christopher John Hedberg](https://search.stillhousedata.com/person/690578) | CHIEF OPERATING OFFICER OF AB CARVAL INVESTORS L.P. | — |
| [Brandynn Young Morris](https://search.stillhousedata.com/person/690579) | CHIEF FINANCIAL OFFICER OF AB CARVAL INVESTORS L.P. | — |
| [BOGART MATTHEW ROBERT](https://search.stillhousedata.com/person/793512) | GENERAL COUNSEL OF AB CARVAL INVESTORS L.P. | — |
| [HEDBERG CHRISTOPHER JOHN](https://search.stillhousedata.com/person/844714) | CHIEF OPERATING OFFICER OF AB CARVAL INVESTORS L.P. | — |
| [OBERG CHRISTIE RAMONA FARRIS](https://search.stillhousedata.com/person/872374) | CHIEF COMPLIANCE OFFICER | — |
| [MORRIS BRANDYNN YOUNG](https://search.stillhousedata.com/person/876102) | CHIEF FINANCIAL OFFICER OF AB CARVAL INVESTORS L.P. | — |
| [MAWN CHRISTOPHER ALAN](https://search.stillhousedata.com/person/883813) | PRESIDENT | — |


## Disclosures (4)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| — | regulatory | — | — | — |


## Private funds (17)

_Showing 15 of 17 funds by gross asset value._

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| CARVAL CLO II LTD | Securitized Asset Fund | Cayman Islands | 5 | $661.1M | $250K |
| CARVAL CLO IX-C LTD. | Securitized Asset Fund | Jersey | 4 | $517.6M | $250K |
| CARVAL CLO XI-C LTD. | Securitized Asset Fund | Cayman Islands | 5 | $514.1M | $250K |
| CARVAL CLO X-C LTD. | Securitized Asset Fund | Jersey | 4 | $514.0M | $250K |
| CARVAL CLO VII-C LTD. | Securitized Asset Fund | Cayman Islands | 6 | $508.9M | $250K |
| CARVAL CLO VI-C LTD. | Securitized Asset Fund | Jersey | 6 | $502.3M | $250K |
| AB CARVAL EURO CLO III-C DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | Ireland | 4 | $499.3M | $250K |
| AB CARVAL EURO CLO I-C DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | Ireland | 4 | $485.8M | $250K |
| CARVAL CLO III LTD | Securitized Asset Fund | Cayman Islands | 2 | $460.0M | $250K |
| CARVAL CLO V-C LTD. | Securitized Asset Fund | Cayman Islands | 7 | $432.3M | $250K |
| AB CARVAL EURO CLO II-C DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | Ireland | 4 | $431.0M | $250K |
| CARVAL CLO XII-C LTD. | Securitized Asset Fund | Cayman Islands | 3 | $422.5M | $250K |
| CARVAL CLO IV LTD | Securitized Asset Fund | Cayman Islands | 5 | $418.7M | $250K |
| CARVAL CLO VIII-C LTD. | Securitized Asset Fund | Jersey | 6 | $407.8M | $250K |
| CARVAL CLO I LTD | Securitized Asset Fund | Cayman Islands | 6 | $363.5M | $250K |


## Branch offices (4)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| LONDON | — | 0 | 44 20 72927700 |
| NEW YORK | NY | 0 | 212-457-0147 |
| LONDON | — | 0 | 44 20 72927700 |
| NEW YORK | NY | 0 | 212-457-0147 |


## Fund service providers (1)

- administrator: NORTHERN TRUST HEDGE FUND SERVICES — 17 funds

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/298135/brochure
- Similar advisers: https://search.stillhousedata.com/firm/298135/similar
- Related entities: https://search.stillhousedata.com/firm/298135/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/298135

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.