# ROC CAPITAL PTY LIMITED

ROC CAPITAL PTY LIMITED of SYDNEY, NSW is an SEC exempt reporting adviser.

## Registration

- CRD: 298264
- Type: SEC exempt reporting adviser
- SEC file number: 802-113949
- Location: LEVEL 4, 11 YOUNG STREET, SYDNEY, NSW, 2000
- Phone: 61290991900
- Latest filing: 2025-09-26
- Total assets: $575.7M

## Officers, owners & control persons (10)

| Name | Role | Location |
| --- | --- | --- |
| [Lance Zarb](https://search.stillhousedata.com/person/307527) | MANAGING PARTNER, INVESTMENT SERVICES | George Town, Grand Cayman, E9 |
| [Michael Lukin](https://search.stillhousedata.com/person/684533) | CHIEF EXECUTIVE OFFICER | — |
| [Bradley Mytton](https://search.stillhousedata.com/person/684534) | DIRECTOR AND EXECUTIVE | — |
| [Frewen Lam](https://search.stillhousedata.com/person/684535) | DIRECTOR AND EXECUTIVE | — |
| [LUKIN MICHAEL](https://search.stillhousedata.com/person/793923) | CHIEF EXECUTIVE OFFICER | — |
| [ZARB LANCE](https://search.stillhousedata.com/person/881792) | CHIEF OPERATING OFFICER; MANAGING PARTNER, INVESTMENT SERVICES | — |
| [Mytton Bradley](https://search.stillhousedata.com/person/881793) | DIRECTOR AND EXECUTIVE; EXECUTIVE AND DIRECTOR | — |
| [LAM FREWEN](https://search.stillhousedata.com/person/881794) | DIRECTOR AND EXECUTIVE | — |
| [NG SHAW](https://search.stillhousedata.com/person/885908) | DIRECTOR AND EXECUTIVE | — |
| [Banh Katrina](https://search.stillhousedata.com/person/897014) | CHIEF COMPLIANCE OFFICER | — |


## Private funds (6)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| ROC ASIA PACIFIC PRIVATE EQUITY FUND VI | Private Equity Fund | Cayman Islands | 42 | $165.3M | $5.0M |
| ROC ASIA PACIFIC PRIVATE EQUITY FUND V L.P. | Private Equity Fund | Cayman Islands | 19 | $137.3M | $5.0M |
| ROC ASIA PACIFIC PRIVATE EQUITY FUND IV L.P. | Private Equity Fund | Cayman Islands | 42 | $121.4M | $5.0M |
| ROC ASIA PACIFIC PRIVATE EQUITY FUND III, LP | Private Equity Fund | Cayman Islands | 15 | $96.2M | $5.0M |
| ROC ASIA PACIFIC PRIVATE EQUITY FUND II, LP | Private Equity Fund | Delaware | 50 | $30.6M | $5.0M |
| ROC OPPORTUNITY FUND, L.P. | Private Equity Fund | Cayman Islands | 37 | $24.8M | $5.0M |


## Fund service providers (7)

- administrator: CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) — 5 funds
- administrator: CITCO FUND SERVICES AUSTRALIA PTY LIMITED
- custodian: ROC ASIA PACIFIC PRIVATE EQUITY FUND III B, LP
- custodian: ROC ASIA PACIFIC PRIVATE EQUITY FUND IV B, LP
- custodian: ROC ASIA PACIFIC PRIVATE EQUITY FUND V B, L.P.
- custodian: ROC ASIA PACIFIC PRIVATE EQUITY OFFSHORE FUND II, LP
- custodian: ROC OPPORTUNITY FUND B, L.P.

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/298264/brochure
- Similar advisers: https://search.stillhousedata.com/firm/298264/similar
- Related entities: https://search.stillhousedata.com/firm/298264/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/298264

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.