# ABRAHAM & CO., INC.

ABRAHAM & CO., INC. is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 299085
- Type: SEC-registered investment adviser
- SEC file number: 801-135095
- Phone: (253) 851-7486
- Latest filing: 2026-02-25
- Regulatory AUM: $117.0M
- Discretionary AUM: $116.8M
- Non-discretionary AUM: $150K
- Clients: 5
- Accounts: 850

## Business model

- Compensation: % of AUM, Other
- Clients served: High net worth, Other

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| Kye Aubrey Abraham | PRESIDENT & SOLE SHAREHOLDER; PRESIDENT, SOLE SHAREHOLDER, CHIEF COMPLIANCE OFFICER | — |
| Kyle David Appelbaum | CHIEF COMPLIANCE OFFICER - MISSOURI OPERATIONS; CHIEF INVESTMENT OFFICER | — |


## Disclosures (4)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-04-19 | regulatory | THE MISSOURI SECURITIES DIVISION ALLEGES THAT FROM FEBRUARY 23, 2023 TO OCTOBER 30, 2023 ("RELEVANT PERIOD"), RESPONDENT ABRAHAM & CO., INC. TRANSACTED BUSINESS AS AN INVESTMENT ADVISER WITH MISSOURI-RESIDENT CLIENTS WITHOUT BEING REGISTERED OR EXEMPT FROM REGISTRATION IN MISSOURI, IN VIOLATION OF S… | Final | $5K |
| 1987-11-27 | regulatory | COMPLAINT NO SEA-440 FILED NOVEMBER 27, 1987 BY DISTRICT NO. 1 AGAINST REPONDENTS ABRAHAM & CO., INC. AND KYE AUBREY ABRAHAM ALLEGING VIOLATIONS OF ARTICLE III SECTION 1 OF THE RULES OF FAIR PRACTICE IN THAT RESPONDENT MEMBER, ACTING THROUGH RESPONDENT ABRAHAM EXECUTED SALES OF SHARES TO NINE INVEST… | Final | $1K |


## Branch offices (6)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| LYNNWOOD | WA | 1 | 206-222-0251 |
| SPOKANE | WA | 1 | (509) 299-8085 |
| CORONA | CA | 1 | (951) 256-4466 |
| LYNNWOOD | WA | 1 | 206-222-0251 |
| SPOKANE | WA | 1 | (509) 299-8085 |
| CORONA | CA | 1 | (951) 256-4466 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/299085/brochure
- Similar advisers: https://search.stillhousedata.com/firm/299085/similar
- Related entities: https://search.stillhousedata.com/firm/299085/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/299085

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.