# SUMMIT FINANCIAL, LLC

SUMMIT FINANCIAL, LLC of PARSIPPANY, NJ is an SEC-registered investment adviser.

## Registration

- CRD: 299322
- Type: SEC-registered investment adviser
- SEC file number: 801-114377
- Location: 4 CAMPUS DRIVE, PARSIPPANY, NJ, 07054
- Phone: 973-285-3600
- Latest filing: 2026-07-30
- Regulatory AUM: $22.5B
- Discretionary AUM: $12.2B
- Non-discretionary AUM: $10.2B
- Clients: 490
- Accounts: 36,236

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth, Pensions, Charities

## Officers, owners & control persons (16)

| Name | Role | Location |
| --- | --- | --- |
| Mara Deborah Stempler | CHIEF FINANCIAL OFFICER | — |
| Steven Weinman | PRESIDENT, DIRECTOR | — |
| Michael Collin Bremer | CHIEF OPERATIONS OFFICER | — |
| Stanley Gregor | CHIEF EXECUTIVE OFFICER AND DIRECTOR; MEMBER | — |
| Esmat Bahar Hawkesworth | CHIEF LEGAL OFFICER,, DIRECTOR | — |
| Anthony Lawrence Mcelynn | CHIEF COMPLIANCE OFFICER | — |
| STEMPLER MARA DEBORAH | CHIEF FINANCIAL OFFICER | — |
| ROWEK JOSEPH FRANCIS | VP FINANCIAL PLANNING | — |
| WEINMAN STEVEN | PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR; PRESIDENT, DIRECTOR | — |
| BARRY KEVIN DANIEL | CHIEF INVESTMENT OFFICER | — |
| LEFKOWITZ MIRIAM | CHIEF REGULATORY OFFICER | — |
| MCELYNN ANTHONY LAWRENCE | CHIEF COMPLIANCE OFFICER | — |
| HAWKESWORTH ESMAT BAHAR | CHIEF LEGAL OFFICER; CHIEF LEGAL OFFICER,, CHIEF COMPLIANCE OFFICER , DIRECTOR; CHIEF LEGAL OFFICER, DIRECTOR (+1 more) | — |
| BREMER MICHAEL COLLIN | CHIEF OPERATIONS OFFICER | — |
| WEISS CRAIG BARRY | CHIEF COMPLIANCE OFFICER | — |
| GREGOR STANLEY | CEO AND DIRECTOR; CHIEF EXECUTIVE OFFICER AND DIRECTOR; MEMBER | — |


## Disclosures (22)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2018-12-26 | regulatory | ALLEGED FAILURE TO REASONABLY SUPERVISE REGISTERED REPRESENTATIVES(AS DEFINED BY MA LAWS) TO ASSURE COMPLIANCE WITH MA PRIVACY LAWS, RESULTING IN VIOLATION OF MASS.GEN.LAWS. CH110A, SECTION 204(A)(2)(J) | Final | $100K |
| 2017-05-01 | regulatory | WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO SANCTIONS AND TO THE ENTRY OF FINDINGS THAT IT FAILED TO REASONABLY SUPERVISE ITS REGISTERED REPRESENTATIVES' RECOMMENDATIONS OF MULTI-SHARE CLASS VARIABLE ANNUITIES (VAS) TO CUSTOMERS AND FAILED TO ESTABLISH, MAINTAIN, AND ENFORCE A R… | Final | $325K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/299322/brochure
- Similar advisers: https://search.stillhousedata.com/firm/299322/similar
- Related entities: https://search.stillhousedata.com/firm/299322/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/299322

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.