# RESURGENT FINANCIAL ADVISORS LLC

RESURGENT FINANCIAL ADVISORS LLC of ATLANTA, GA is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 299575
- Type: SEC-registered investment adviser
- SEC file number: 801-117725
- Location: 600 EMBASSY ROW, SUITE 108, ATLANTA, GA, 30328
- Phone: 404-654-0531
- Latest filing: 2026-05-08
- Regulatory AUM: $354.7M
- Discretionary AUM: $310.7M
- Non-discretionary AUM: $44.0M
- Clients: 20
- Accounts: 913

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities

## Officers, owners & control persons (18)

| Name | Role | Location |
| --- | --- | --- |
| Townes Duncan | GENERAL PARTNER | Brentwood, TN |
| Sarah Jean Sutton | CHIEF COMPLIANCE OFFICER | — |
| Kip Reed Caffey | CHIEF EXECUTIVE OFFICER AND PRESIDENT | — |
| Charles Cole Gerber | GENERAL PARTNER | — |
| Katherine Kraft Decker | CHIEF FINANCIAL OFFICER AND TREASURER | — |
| (Jr) Gene Ruffner Page | GENERAL PARTNER | — |
| Matthew Weber Pohlman | GENERA PARTNER | — |
| GERBER CHARLES COLE | GENERAL PARTNER | — |
| CAFFEY KIP REED | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER AND PRESIDENT | — |
| SUTTON SARAH JEAN | CHIEF COMPLIANCE OFFICER | — |
| CORDLE POLLY WHITE | CHIEF COMPLIANCE OFFICER | — |
| PELOS CONSTANTINE ANDREW | CHIEF COMPLIANCE OFFICER | — |
| PELOS CONSTANTINE | CHIEF COMPLIANCE OFFICER | — |
| SHOAF NB FORREST | CHIEF COMPLIANCE OFFICER; COMPLIANCE OFFICER; SECRETARY | — |
| DUNCAN TOWNES | GENERAL PARTNER | — |
| DECKER KATHERINE KRAFT | CHIEF FINANCIAL OFFICER AND TREASURER | — |
| PAGE JR GENE RUFFNER | GENERAL PARTNER | — |
| POHLMAN MATTHEW WEBER | GENERA PARTNER | — |


## Disclosures (8)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2021-02-15 | civil | PLAINTIFF ALLEGED THAT, PRIOR TO HER HUSBAND'S SUICIDE, THE ADVISORY AFFILIATE ALLOWED HER NOW-DECEASED HUSBAND TO MAKE UNAUTHORIZED WITHDRAWALS FROM PLAINTIFF'S ACCOUNTS AND UTMA ACCOUNTS ESTABLISHED FOR THE BENEFIT OF THEIR CHILDREN. | Final | $33K |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/299575/brochure
- Similar advisers: https://search.stillhousedata.com/firm/299575/similar
- Related entities: https://search.stillhousedata.com/firm/299575/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/299575

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.