# OPES WEALTH MANAGEMENT, LLC

OPES WEALTH MANAGEMENT, LLC of MENLO PARK, CA is an SEC-registered investment adviser.

## Registration

- CRD: 299704
- Type: SEC-registered investment adviser
- SEC file number: 801-114436
- Location: 535 MIDDLEFIELD ROAD, SUITE 160, MENLO PARK, CA, 94025
- Phone: 408-831-5800
- Latest filing: 2026-05-05
- Regulatory AUM: $822.3M
- Discretionary AUM: $822.3M
- Clients: 8
- Accounts: 420

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth, Charities

## Officers, owners & control persons (12)

| Name | Role | Location |
| --- | --- | --- |
| Mark Townsend Duvall | CO-PRESIDENT | — |
| Erin Michael Whalen | CO-PRESIDENT | — |
| Unesa Miguel | CHIEF COMPLIANCE OFFICER | Menlo Park, CA |
| Tracie Lynne Southerland | WEALTH ADVISOR | — |
| Louis Lawrence Odette | CHIEF INVESTMENT OFFICER | — |
| MCHAN SUSAN KAY | PARTNER | — |
| FIRTH DAVID FORREST | CHIEF COMPLIANCE OFFICER; VP CLIENT SERVICES | — |
| DUVALL MARK TOWNSEND | CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER, CO-PRESIDENT; CO-PRESIDENT | — |
| WHALEN ERIN MICHAEL | CO-PRESIDENT; VICE PRESIDENT BUSINESS DEVELOPMENT | — |
| MIGUEL UNESA | CHIEF COMPLIANCE OFFICER | — |
| SOUTHERLAND TRACIE LYNNE | PARTNER; WEALTH ADVISOR | — |
| ODETTE LOUIS LAWRENCE | CHIEF INVESTMENT OFFICER; SENIOR CLIENT PORTFOLIO MANAGER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/299704/brochure
- Similar advisers: https://search.stillhousedata.com/firm/299704/similar
- Related entities: https://search.stillhousedata.com/firm/299704/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/299704

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.