# SIERRA CREST INVESTMENT MANAGEMENT LLC

SIERRA CREST INVESTMENT MANAGEMENT LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 300069
- Type: SEC-registered investment adviser
- SEC file number: 801-114566
- Location: 650 MADISON AVENUE, 3RD FLOOR, NEW YORK, NY, 10022
- Phone: 212-891-2880
- Latest filing: 2026-03-31
- Regulatory AUM: $781.1M
- Discretionary AUM: $781.1M
- Accounts: 3

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos

## Officers, owners & control persons (10)

| Name | Role | Location |
| --- | --- | --- |
| [Edward Joseph Goldthorpe](https://search.stillhousedata.com/person/670301) | EXECUTIVE OFFICER | — |
| [Henry Han-Wei Wang](https://search.stillhousedata.com/person/670302) | EXECUTIVE OFFICER | — |
| [David Isaac Held](https://search.stillhousedata.com/person/670304) | CHIEF COMPLIANCE OFFICER | — |
| [Matthias L Ederer](https://search.stillhousedata.com/person/689064) | EXECUTIVE OFFICER | — |
| [DEVINE JOHN](https://search.stillhousedata.com/person/742815) | CHIEF COMPLIANCE OFFICER | — |
| [HELD DAVID ISAAC](https://search.stillhousedata.com/person/797858) | CHIEF COMPLIANCE OFFICER | — |
| [EDERER MATTHIAS L](https://search.stillhousedata.com/person/818590) | EXECUTIVE OFFICER | — |
| [WANG HENRY HAN-WEI](https://search.stillhousedata.com/person/853817) | EXECUTIVE OFFICER | — |
| [GOLDTHORPE EDWARD JOSEPH](https://search.stillhousedata.com/person/853818) | EXECUTIVE OFFICER | — |
| [MALPANI VEENA](https://search.stillhousedata.com/person/853819) | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (4)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2018-12-04 | regulatory | THE SEC ALLEGED THAT PORTMAN RIDGE FINANCE CORPORATION (FORMERLY KNOWN AS KCAP FINANCIAL INC. ("KCAP")) FAILED TO DISTRIBUTE A CONTEMPORANEOUS WRITTEN STATEMENT DISCLOSING THE SOURCES OF THE FUNDS FOR ITS QUARTERLY DISTRIBUTION PAYMENTS AND VIOLATED THE REPORTING, BOOKS AND RECORDS, INTERNAL ACCOUNT… | Final | — |


## Private funds (1)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| GREAT LAKES KCAP F3C SENIOR, LLC | Securitized Asset Fund | Delaware | 0 | $87.8M | $250K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/300069/brochure
- Similar advisers: https://search.stillhousedata.com/firm/300069/similar
- Related entities: https://search.stillhousedata.com/firm/300069/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/300069

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.