# BARING INTERNATIONAL FUND MANAGERS (IRELAND) LIMITED

BARING INTERNATIONAL FUND MANAGERS (IRELAND) LIMITED of DUBLIN is an SEC exempt reporting adviser.

## Registration

- CRD: 300157
- Type: SEC exempt reporting adviser
- SEC file number: 802-114742
- Location: 126 PEMBROKE ROAD, DUBLIN, D04 EP27
- Phone: 35314869700
- Latest filing: 2026-03-30

## Officers, owners & control persons (25)

| Name | Role | Location |
| --- | --- | --- |
| [Healy Barbara](https://search.stillhousedata.com/person/162164) | DIRECTOR | Grand Cayman, E9 |
| [Barbara Maria Healy](https://search.stillhousedata.com/person/284796) | DIRECTOR | Dublin, L2 |
| [Rhian Catrin Williams](https://search.stillhousedata.com/person/694747) | DIRECTOR | — |
| [Paul Justin Smyth](https://search.stillhousedata.com/person/695027) | DIRECTOR | — |
| [Alan Jack Behan](https://search.stillhousedata.com/person/695028) | DIRECTOR | — |
| [Sylvester Gerard O'Bryne](https://search.stillhousedata.com/person/695029) | DIRECTOR | — |
| [SWAYNE JULIAN T](https://search.stillhousedata.com/person/736450) | DIRECTOR | — |
| [CLARK STUART JAMES](https://search.stillhousedata.com/person/740050) | DIRECTOR | — |
| [EVANS NICHOLAS EMRYS](https://search.stillhousedata.com/person/829144) | GENERAL COUNSEL | — |
| [WILLIAMS RHIAN](https://search.stillhousedata.com/person/876153) | DIRECTOR | — |
| [WILLIAMS RHIAN CATRIN](https://search.stillhousedata.com/person/878152) | DIRECTOR | — |
| [SCHULZE TIMOTHY](https://search.stillhousedata.com/person/897920) | DIRECTOR | — |
| [Conway David](https://search.stillhousedata.com/person/897921) | DIRECTOR | — |
| [Cleary David](https://search.stillhousedata.com/person/897922) | DIRECTOR | — |
| [BEHEN ALAN JACK](https://search.stillhousedata.com/person/898263) | CHIEF EXECUTIVE OFFICER / DIRECTOR | — |
| [TILSON ALAN COLIN](https://search.stillhousedata.com/person/898264) | CHIEF COMPLIANCE OFFICER | — |
| [ST LAWRENCE NEIL](https://search.stillhousedata.com/person/898265) | HEAD OF FINANCE | — |
| [CLEARY JIM](https://search.stillhousedata.com/person/899634) | DIRECTOR | — |
| [SMYTH PAUL JUSTIN](https://search.stillhousedata.com/person/899635) | DIRECTOR | — |
| [BEHAN ALAN](https://search.stillhousedata.com/person/901051) | DIRECTOR | — |
| [O'BRYNE SYLVESTER](https://search.stillhousedata.com/person/905253) | DIRECTOR | — |
| [HEALY BARBARA MARIA](https://search.stillhousedata.com/person/906405) | DIRECTOR | — |
| [BEHAN ALAN JACK](https://search.stillhousedata.com/person/906406) | DIRECTOR | — |
| [O'BRYNE SYLVESTER GERARD](https://search.stillhousedata.com/person/906407) | DIRECTOR | — |
| [Alan Colin Tilson](https://search.stillhousedata.com/person/1023330) | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (17)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-03-31 | regulatory | IT WAS ALLEGED THAT MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY'S PRACTICES AND PROCEDURES DID NOT COMPLY WITH STATUTORY AND REGULATORY PROVISIONS: 18 DEL ADMIN. C.§1203-4.0 LIFE INSURANCE SOLICITATION DEFINITIONS; 18 DEL. ADMIN C. §1204-5.2 DUTIES OF AGENTS AND BROKERS; 18 DEL. C. §1204.7.1 DUTIES… | Final | $134K |
| 2022-05-26 | regulatory | MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY MUST CERTIFY ANNUALLY TO THE OFFICE OF THE INSURANCE COMMISSIONER ("OIC") THE INSURANCE PRODUCERS THAT ARE SELLING, SOLICITING OR NEGOTIATING THE COMPANY'S LONG TERM CARE ("LTC") INSURANCE PRODUCTS HAVE COMPLETED LTC REQUIREMENTS. THE CERTIFICATION IS REQU… | Final | $10K |
| 2022-04-12 | regulatory | IN 2003 THE INSURED PURCHASED A FLEXIBLE PREMIUM ADJUSTABLE LIFE INSURANCE POLICY WITH A FACE AMOUNT $500,000. IT WAS ALLEGED THAT MASSMUTUAL RAISED THE PREMIUMS AND CHANGED AND CANCELLED THE POLICY WITHOUT NOTIFYING THE INSURED. THE INSURED FURTHER ALLEDGED THAT THE AGENT DID NOT EXPLAIN THAT THE P… | Final | $1K |
| 2017-10-03 | regulatory | THE STATE OF CONNECTICUT INSURANCE DEPARTMENT CONDUCTED A MARKET CONDUCT EXAMINATION FOR THE PERIOD JANUARY 1, 2014 THROUGH DECEMBER 31, 2016 OF MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY ("MASSMUTUAL"). MASSMUTUAL IS THE PARENT OF MML INVESTMENT ADVISERS, LLC. AT THE CONCLUSION OF THE EXAMINATION,… | Final | $61K |
| 2013-10-17 | regulatory | HUD ALLEGED THAT MASSMUTUAL FAILED TO SUBMIT (1) AUDITED FINANCIAL STATEMENTS AND SUPPLEMENTARY REPORTS; (2) THE ANNUAL RECERTIFICATION FEE; (3) THE CALL REPORTS; AND (4) THE ONLINE CERTIFICATION (COLLECTIVELY THE "ANNUAL RECERTIFICATION REQUIREMENTS") WITHIN 90 DAYS OF THE CLOSE OF THE FISCAL YEAR… | Final | $8K |
| 2012-04-20 | regulatory | THE COMMONWEALTH OF VIRGINIA, BUREAU OF INSURANCE (THE "BUREAU") ALLEGED THAT MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY ("MASSMUTUAL") VIOLATED SUBSECTIONS 38.2-502(1) AND 14 VAC 5-40-40(A)(1) AND (A)(4), MARKETING COMMUNICATION STANDARDS AND REQUIREMENTS OF THE COMMONWEALTH OF VIRGINIA STATE CORP… | Final | $4K |
| 2012-01-01 | regulatory | THE NEW YORK STATE DEPARTMENT OF FINANCIAL SERVICES ("DFS") COMMENCED AN INVESTIGATION FOR THE PERIOD OF 1/1/2012-5/31/2018. DURING ITS INVESTIGATION, DFS IDENTIFIED A PRACTICE ARISING FROM THE REPLACEMENT OF DEFERRED ANNUITY CONTRACTS WITH IMMEDIATE INCOME ANNUITY CONTRACTS IN VIOLATION OF THE DISC… | Final | $692K |


## Private funds (10)

Mix: Other Private Fund 9 · Real Estate Fund 1

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| BARINGS UMBRELLA FUND PLC | Other Private Fund | Ireland | 3,002 | $13.2B | $1K |
| BARINGS GLOBAL INVESTMENT FUND PLC | Other Private Fund | Ireland | 0 | $10.8B | $100K |
| BARINGS GLOBAL CREDIT FUND (LUX) SCSP, SICAV-SIF | Other Private Fund | Luxembourg | 341 | $6.6B | $1.0M |
| BARINGS UMBRELLA FUND (LUX) SCSP, SICAV-RAIF | Real Estate Fund | Luxembourg | 122 | $5.5B | $100K |
| BARINGS INTERNATIONAL UMBRELLA FUND | Other Private Fund | Ireland | 1,353 | $2.5B | $5K |
| BARINGS GLOBAL PRIVATE LOAN FUND 4 SCSP | Other Private Fund | Luxembourg | 33 | $1.7B | $5.0M |
| BARINGS GLOBAL PRIVATE LOAN FUND 4(S) SCSP | Other Private Fund | Luxembourg | 15 | $903.4M | $5.0M |
| BARINGS EMERGING MARKETS UMBRELLA FUND | Other Private Fund | Ireland | 316 | $890.3M | $5K |
| BARINGS GLOBAL UMBRELLA FUND | Other Private Fund | Ireland | 199 | $314.6M | $3K |
| BNAPLF III LUX SCSP | Other Private Fund | Luxembourg | 3 | $125.9M | $10.0M |


## Fund service providers (7)

- administrator: NORTHERN TRUST INTERNATIONAL FUND ADMINISTRATION SERVICES (IRELAND) LIMITED — 3 funds
- administrator: BROWN BROTHERS HARRIMAN (LUXEMBOURG) S.C.A. — 2 funds
- administrator: BNY MELLON SA/NV
- administrator: BROWN BROTHERS HARRIMAN (LUXEMBURG) S.C.A.
- administrator: STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED
- administrator: STATE STREET FUND SERVICES (IRELAND) LIMITED
- administrator: THE BANK OF NEW YORK MELLON CORPORATION

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/300157/brochure
- Similar advisers: https://search.stillhousedata.com/firm/300157/similar
- Related entities: https://search.stillhousedata.com/firm/300157/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/300157

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.
