# SIMPLICITY WEALTH LLC

SIMPLICITY WEALTH LLC of SUMMIT, NJ is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 300572
- Type: SEC-registered investment adviser
- SEC file number: 801-114798
- Location: 475 SPRINGFIELD AVE., SUITE #1, SUMMIT, NJ, 07901
- Phone: 844-220-8326
- Latest filing: 2026-07-08
- Regulatory AUM: $4.3B
- Discretionary AUM: $4.2B
- Non-discretionary AUM: $82.6M
- Clients: 424
- Accounts: 14,045

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Charities, Corporations

## Officers, owners & control persons (21)

| Name | Role | Location |
| --- | --- | --- |
| Sean David Wickersham | BOARD MEMBER | — |
| Bruce George Donaldson | CHIEF EXECUTIVE OFFICER/BOARD MEMBER | — |
| Erin Bartlett Mccann | PRESIDENT | — |
| Mitchell Marc Leidner | CFO AND TREASURER/BOARD MEMBER | — |
| Thomas John Rozman | CHIEF INVESTMENT OFFICER | — |
| Christina Parker | GENERAL COUNSEL | — |
| Paul Adam Tinnirello | EXECUTIVE VICE PRESIDENT | — |
| Scott N Raider | CHIEF COMPLIANCE OFFICER | — |
| Jared Margolies | CHIEF COMPLIANCE OFFICER | Minneapolis, MN |
| OSTERINK STEVEN MARK | CHIEF INVESTMENT OFFICER; MEMBER | — |
| LEIDNER MITCHELL MARC | CFO AND TREASURER/BOARD MEMBER | — |
| WICKERSHAM SEAN DAVID | BOARD MEMBER | — |
| KOEMAN KATIE LYN | CHIEF COMPLIANCE OFFICER | — |
| ROZMAN THOMAS JOHN | CHIEF INVESTMENT OFFICER | — |
| MARGOLIES JARED LANCE | CHIEF COMPLIANCE OFFICER | — |
| MCCANN ERIN BARTLETT | PRESIDENT | — |
| DONALDSON BRUCE GEORGE | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER/BOARD MEMBER | — |
| Parker Christina | GENERAL COUNSEL | — |
| LEONARD CHRISTOPHER | CHIEF COMPLIANCE OFFICER | — |
| TINNIRELLO PAUL ADAM | EXECUTIVE VICE PRESIDENT | — |
| MARGOLIES JARED | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (11)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/300572/brochure
- Similar advisers: https://search.stillhousedata.com/firm/300572/similar
- Related entities: https://search.stillhousedata.com/firm/300572/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/300572

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.