# OPTIMAS CAPITAL LIMITED

OPTIMAS CAPITAL LIMITED of HONG KONG is an SEC exempt reporting adviser.

## Registration

- CRD: 300686
- Type: SEC exempt reporting adviser
- SEC file number: 802-114894
- Location: 32/F, HENLEY BUILDING, 5 QUEEN'S ROAD CENTRAL, CENTRAL, HONG KONG, 0000
- Phone: +852 3589 6379
- Latest filing: 2026-03-25

## Officers, owners & control persons (14)

| Name | Role | Location |
| --- | --- | --- |
| [Chen G Chen](https://search.stillhousedata.com/person/334641) | DIRECTOR | Greensboro, NC |
| [Thomas Hong Man Wong](https://search.stillhousedata.com/person/691489) | CHIEF INVESTMENT OFFICER | — |
| [Ming Huang Ernest Fong](https://search.stillhousedata.com/person/691492) | CHIEF OPERATING OFFICER | — |
| [Yun Cai](https://search.stillhousedata.com/person/691493) | SHAREHOLDER | — |
| [Ying Kin Wong](https://search.stillhousedata.com/person/691494) | CHIEF EXECUTIVE OFFICER / DIRECTOR; DIRECTOR | — |
| [Haofeng Lu](https://search.stillhousedata.com/person/691495) | DIRECTOR AND CHIEF EXECUTIVE OFFICER; DIRECTOR AND CHIEF OPERATING OFFICER | — |
| [Wing Shan Vincy Chow](https://search.stillhousedata.com/person/691496) | DIRECTOR | — |
| [WONG PAK KIN](https://search.stillhousedata.com/person/848199) | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER / DIRECTOR | — |
| [WONG KAN MAN](https://search.stillhousedata.com/person/855024) | CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER/ DIRECTOR | — |
| [Cai Yun](https://search.stillhousedata.com/person/897864) | SHAREHOLDER | — |
| [Lu Haofeng](https://search.stillhousedata.com/person/897865) | DIRECTOR; DIRECTOR AND CHIEF OPERATING OFFICER | — |
| [Fung Jenie Ching Yee](https://search.stillhousedata.com/person/901508) | CHIEF OPERATING OFFICER | — |
| [CHOW WING SHAN VINCY](https://search.stillhousedata.com/person/902913) | DIRECTOR | — |
| [Han Xiang Koh](https://search.stillhousedata.com/person/1014381) | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (3)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2018-08-06 | regulatory | IN APRIL 2021, THE SECURITIES AND FUTURES COMMISSION (SFC) PUBLICLY REPRIMANDED AND FINED OPTIMAS CAPITAL LIMITED (OPTIMAS) FOR ITS FAILURE TO ENSURE THE SHORT POSITION REPORTS IT PREPARED AND SUBMITTED TO THE SFC BETWEEN 23 JUNE 2017 AND 9 JULY 2018 WERE ACCURATE AND COMPLIANT WITH THE SFC REQUIREM… | Final | $134K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/300686/brochure
- Similar advisers: https://search.stillhousedata.com/firm/300686/similar
- Related entities: https://search.stillhousedata.com/firm/300686/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/300686

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.