# NEUBERGER BERMAN AIFM SARL

NEUBERGER BERMAN AIFM SARL of LUXEMBOURG is an SEC exempt reporting adviser.

## Registration

- CRD: 300813
- Type: SEC exempt reporting adviser
- SEC file number: 802-118524
- Location: 33 RUE SAINTE ZITHE, LUXEMBOURG, L-2763
- Phone: 0035227866453
- Latest filing: 2026-03-27

## Officers, owners & control persons (22)

| Name | Role | Location |
| --- | --- | --- |
| [Francesco Moglia](https://search.stillhousedata.com/person/19665) | DIRECTOR AND CEO | Luxembourg, N4 |
| [Giacomo Barchetta](https://search.stillhousedata.com/person/294098) | CONDUCTING OFFICER FINANCES | Luxembourg, N4 |
| [Stanislas Jose Francois Kervyn De Marcke Ten Driessche](https://search.stillhousedata.com/person/699014) | CONDUCTING OFFICER COMPLIANCE; CONDUCTING OFFICER COMPLIANCE AND RISK | — |
| [Gregory Camille Beltrame](https://search.stillhousedata.com/person/699015) | DIRECTOR | — |
| [Yeqi Ding](https://search.stillhousedata.com/person/699016) | CONDUCTING OFFICER FUND ADMINISTRATION | — |
| [Waldemar Dietrich](https://search.stillhousedata.com/person/699017) | CONDUCTING OFFICER MARKETING | — |
| [Barry J Giarraputo](https://search.stillhousedata.com/person/699018) | DIRECTOR | — |
| [Francois Yves Watelet](https://search.stillhousedata.com/person/699019) | CONDCUTING OFFICER | — |
| [VAN SETTEN LODEWIJK DIRK](https://search.stillhousedata.com/person/744970) | DIRECTOR | — |
| [STYMAN NICK](https://search.stillhousedata.com/person/756515) | CHIEF COMPLIANCE OFFICER | — |
| [DEATON PATRICK S](https://search.stillhousedata.com/person/835782) | DIRECTOR | — |
| [GREEN MICHELE](https://search.stillhousedata.com/person/844044) | DIRECTOR AND GENERAL COUNSEL | — |
| [HARVEY JAMES CHARLES FRAZER](https://search.stillhousedata.com/person/844045) | DIRECTOR | — |
| [ALEXANDER GRAINNE](https://search.stillhousedata.com/person/852480) | INDEPENDENT DIRECTOR | — |
| [Magee Michael Joseph](https://search.stillhousedata.com/person/867791) | DIRECTOR | — |
| [SCHUMMER LAURENT](https://search.stillhousedata.com/person/897292) | DIRECTOR | — |
| [MOGLIA FRANCESCO](https://search.stillhousedata.com/person/899271) | DIRECTOR AND CEO | — |
| [KERVYN DE MARCKE TEN DRIESSCHE STANISLAS JOSE FRANCOIS](https://search.stillhousedata.com/person/899272) | CONDUCTING OFFICER COMPLIANCE AND RISK | — |
| [BARCHETTA GIACOMO](https://search.stillhousedata.com/person/899273) | CONDUCTING OFFICER FINANCES | — |
| [beltrame gregory camille](https://search.stillhousedata.com/person/902937) | DIRECTOR | — |
| [Ding Yeqi](https://search.stillhousedata.com/person/907876) | CONDUCTING OFFICER FUND ADMINISTRATION | — |
| [Dietrich Waldemar](https://search.stillhousedata.com/person/907877) | CONDUCTING OFFICER MARKETING | — |


## Disclosures (3)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-08-13 | regulatory | THE BAFIN ALLEGED THAT IN A SINGLE INSTANCE IN 2021, NBSH WILLFULLY FILED A VOTING RIGHTS NOTIFICATION OF DROPPING BELOW 3% HOLDINGS IN ONE GERMAN ISSUER SIX WEEKS AFTER THE FILING DEADLINE. | On Appeal | $1.6M |
| 2024-08-13 | regulatory | THE BAFIN ALLEGED THAT IN A SINGLE INSTANCE IN 2021, NBSH WILLFULLY FILED A VOTING RIGHTS NOTIFICATION OF DROPPING BELOW 3% HOLDINGS IN ONE GERMAN ISSUER SIX WEEKS AFTER THE FILING DEADLINE. | Final | $580K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/300813/brochure
- Similar advisers: https://search.stillhousedata.com/firm/300813/similar
- Related entities: https://search.stillhousedata.com/firm/300813/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/300813

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.