# GUGGENHEIM CORPORATE FUNDING, LLC

GUGGENHEIM CORPORATE FUNDING, LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 300895
- Type: SEC-registered investment adviser
- SEC file number: 801-115064
- Location: 330 MADISON AVENUE, NEW YORK, NY, 10017
- Phone: 212-518-9010
- Latest filing: 2026-08-21
- Regulatory AUM: $11.3B
- Discretionary AUM: $8.1B
- Non-discretionary AUM: $3.2B
- Clients: 16
- Accounts: 32

## Business model

- Compensation: % of AUM, Performance
- Clients served: Pooled vehicles, Investment cos, Other

## Officers, owners & control persons (10)

| Name | Role | Location |
| --- | --- | --- |
| [Kevin Hans Gundersen](https://search.stillhousedata.com/person/667088) | SENIOR MANAGING DIRECTOR / SENIOR EXECUTIVE | — |
| [Robert Andrew Saperstein](https://search.stillhousedata.com/person/667089) | CHIEF COMPLIANCE OFFICER - BD; CHIEF COMPLIANCE OFFICER - IA | — |
| [Joseph Robert Mccurdy](https://search.stillhousedata.com/person/667091) | SENIOR MANAGING DIRECTOR | — |
| [SAPERSTEIN ROBERT ANDREW](https://search.stillhousedata.com/person/741048) | CHIEF COMPLIANCE OFFICER - BD; CHIEF COMPLIANCE OFFICER - IA | — |
| [ROBINSON DAVID MAURICE](https://search.stillhousedata.com/person/761495) | CHIEF LEGAL OFFICER | — |
| [GUNDERSEN KEVIN HANS](https://search.stillhousedata.com/person/816421) | SENIOR MANAGING DIRECTOR / SENIOR EXECUTIVE | — |
| [JEE ROBERT TREVOR](https://search.stillhousedata.com/person/839600) | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER - IA | — |
| [CHAN YING Z](https://search.stillhousedata.com/person/856843) | CHIEF FINANCIAL OFFICER / FINOP | — |
| [HERRICK JONATHAN DAVID](https://search.stillhousedata.com/person/856844) | CHIEF COMPLIANCE OFFICER - BD | — |
| [Kerri E Cain](https://search.stillhousedata.com/person/991440) | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/300895/brochure
- Similar advisers: https://search.stillhousedata.com/firm/300895/similar
- Related entities: https://search.stillhousedata.com/firm/300895/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/300895

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.