# NUVEEN CAPITAL MARKETS LLC

NUVEEN CAPITAL MARKETS LLC of SAN FRANCISCO, CA is an SEC-registered investment adviser.

## Registration

- CRD: 301204
- Type: SEC-registered investment adviser
- SEC file number: 801-117462
- Location: 560 MISSION ST, 9TH FLOOR, SAN FRANCISCO, CA, 94105
- Phone: 415-433-2401
- Latest filing: 2019-09-09
- Clients: 25

## Officers, owners & control persons (9)

| Name | Role | Location |
| --- | --- | --- |
| [MCCARTHY ANTHONY J](https://search.stillhousedata.com/person/767402) | SECRETARY | — |
| [GRENVILLE THOMAS EMIL](https://search.stillhousedata.com/person/795176) | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | — |
| [PIERRE-MERRITT MARJORIE NMN](https://search.stillhousedata.com/person/815298) | VP, CORPORATE SECRETARY | — |
| [GUTIERREZ JORGE CLAUDIO](https://search.stillhousedata.com/person/815300) | VP, TREASURER | — |
| [MINAYA JOSE MANUEL](https://search.stillhousedata.com/person/829310) | EVP, PRESIDENT, GLOBAL INVESTMENTS | — |
| [WACHTER AUSTIN PENN](https://search.stillhousedata.com/person/837330) | MANAGING DIRECTOR, CONTROLLER | — |
| [STENERSEN JAMES STONE](https://search.stillhousedata.com/person/852121) | SENIOR MANAGING DIRECTOR | — |
| [Grenville Thomas](https://search.stillhousedata.com/person/854368) | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | — |
| [MCCARTHY KEVIN JEROME](https://search.stillhousedata.com/person/857578) | SECRETARY | — |


## Private funds (1)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| SYMPHONY CLO XXII, LTD. | Securitized Asset Fund | — | 2 | — | $250K |


## Fund service providers (1)

- administrator: U.S. BANK NATIONAL ASSOCIATION

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/301204/brochure
- Similar advisers: https://search.stillhousedata.com/firm/301204/similar
- Related entities: https://search.stillhousedata.com/firm/301204/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/301204

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.