# FIGTREE FINANCIAL ADVISORS, LLC

FIGTREE FINANCIAL ADVISORS, LLC of SANTA CLARA, CA is an SEC-registered investment adviser.

## Registration

- CRD: 301517
- Type: SEC-registered investment adviser
- SEC file number: 801-115102
- Location: 5201 GREAT AMERICA PARKWAY, SANTA CLARA, CA, 95054
- Phone: 408-891-3574
- Latest filing: 2026-03-18
- Regulatory AUM: $32.2M
- Discretionary AUM: $32.2M
- Clients: 2
- Accounts: 170

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth, Pensions, Other

## Officers, owners & control persons (1)

| Name | Role | Location |
| --- | --- | --- |
| LEGATES REGINA CARBAJAL | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/301517/brochure
- Similar advisers: https://search.stillhousedata.com/firm/301517/similar
- Related entities: https://search.stillhousedata.com/firm/301517/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/301517

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.