# METROPOLITAN WEST SECURITIES, LLC

METROPOLITAN WEST SECURITIES, LLC of LOS ANGELES, CA is an SEC-registered investment adviser.

## Registration

- CRD: 30172
- Type: SEC-registered investment adviser
- SEC file number: 801-41762
- Location: 11440 SAN VICENTE BLVD, 3RD FLOOR, LOS ANGELES, CA, 90049
- Phone: 310-979-6300
- Latest filing: 2008-03-31
- Regulatory AUM: $56.9B
- Discretionary AUM: $56.9B
- Clients: 51
- Accounts: 175

## Officers, owners & control persons (16)

| Name | Role | Location |
| --- | --- | --- |
| Murphy J Thomas | CHIEF COMPLIANCE OFFICER; CHIEF RISK & COMPLIANCE OFFICER; MANAGEMENT COMMITTEE MEMBER (+2 more) | St Petersburg, FL |
| HOLLANDER RICHARD SCOTT | BOARD MEMBER; CEO/CHAIRMAN/MANAGER; CHAIRMAN AND CHEIF EXECUTIVE OFFICER (+2 more) | — |
| HAYES CHARLES WILLIAM | PRESIDENT; PRESIDENT AND DIRECTOR; PRESIDENT (OR DIRECTOR) | — |
| CROW TERRY MICHAEL | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | — |
| WOMACK ROBERT REID JR | MANAGING DIRECTOR | — |
| RUPERT GARY FRANCIS | CHIEF EXECUTIVE OFFICER; CO-CHIEF EXECUTIVE OFFICER; CO-CHIEF OPERATING OFFICER, MANAGING DIRECTOR | — |
| MOLINARI LOUIS V | CO-CHIEF EXECUTIVE OFFICER; MANAGING DIRECTOR; MANAGING DIRECTOR, SALES & MARKETING (+1 more) | — |
| SCHWEITZER RICHARD HARLAN | CHIEF FINANCIAL OFFICER; CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER & MANAGEMENT COMMITTEE MEMBER (+1 more) | — |
| MITCHELL MARK L | MANAGING DIRECTOR | — |
| CARLSON CRAIG TAYLOR | CHIEF FINANCIAL OFFICER | — |
| OCONNOR JOHN JOSEPH | MANAGING DIRECTOR; SENIOR VICE PRESIDENT | — |
| CHOW PAUL CHUNG | MANAGING DIRECTOR; MANAGING DIRECTOR AND VICE CHAIRMAN | — |
| CURIEL EDWARD EMILIO | MANAGING DIRECTOR AND CHIEF TECHNOLOGY OFFICER; MANAGING DIRECTOR AND CHIEF TECHNOLOGY STRATEGIST | — |
| GOULD RUSSELL SCOTT | DIRECTOR; DIRECTOR (OR MANAGER) | — |
| MACKIN THOMAS JOSEPH | CHIEF COMPLIANCE OFFICER; COMPLIANCE OFFICER | — |
| MARCUS PAUL BERNARD | MANAGING DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/30172/brochure
- Similar advisers: https://search.stillhousedata.com/firm/30172/similar
- Related entities: https://search.stillhousedata.com/firm/30172/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/30172

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.