# SUNDANCE BAY INVESTMENT MANAGER, LLC

SUNDANCE BAY INVESTMENT MANAGER, LLC of SALT LAKE CITY, UT is an SEC-registered investment adviser.

## Registration

- CRD: 301868
- Type: SEC-registered investment adviser
- SEC file number: 801-118520
- Location: 1240 EAST 2100 SOUTH, SUITE 300, SALT LAKE CITY, UT, 84106-2817
- Phone: 801-783-3430
- Latest filing: 2026-03-31
- Regulatory AUM: $2.1B
- Discretionary AUM: $2.0B
- Non-discretionary AUM: $96.7M
- Clients: 69
- Accounts: 8

## Business model

- Compensation: % of AUM, Performance
- Clients served: Pooled vehicles, Investment cos

## Officers, owners & control persons (26)

_Showing 25 of 26 people._

| Name | Role | Location |
| --- | --- | --- |
| Ryan Justin Baughman | MANAGER; MANAGER/MEMBER | — |
| Michael Clair Nixon | MANAGER; MANAGER/MEMBER | — |
| Matthew Scott Romney | MANAGER; MANAGER/MEMBER | — |
| Ann Elizabeth Mastic | CHIEF COMPLIANCE OFFICER | — |
| Bryan Swiss | GENERAL COUNSEL | — |
| Mark Duff Maughan | MANAGER | — |
| Cooper Donna Lynne | CHIEF COMPLIANCE OFFICER | — |
| PENNINGTON JEREMY STEPHEN | CHIEF COMPLIANCE OFFICER | — |
| BAUGHMAN RYAN JUSTIN | MANAGER; MANAGER/MEMBER; MANAGER/OWNER (+1 more) | — |
| NIXON MICHAEL CLAIR | MANAGER; MANAGER/MEMBER; MANAGER/OWNER (+2 more) | — |
| MAUGHAN MARK DUFF | MANAGER; MANAGER/OWNER; PRINCIPAL | — |
| ROMNEY MATTHEW SCOTT | MANAGER; MANAGER/MEMBER; MANAGER/OWNER (+1 more) | — |
| ROMNEY CRAIG EDWARD | MANAGER; MANAGER/OWNER; PRINCIPAL | — |
| OLSEN TRAVIS BENNY | PRINCIPAL | — |
| RICKS STANFORD JAY | MANAGER | — |
| RICKS CONNIE SPONGBERG | PRINCIPAL | — |
| MASTIC ANN ELIZABETH | CHIEF COMPLIANCE OFFICER | — |
| SWISS BRYAN | GENERAL COUNSEL | — |
| Baughman Ryan J | MANAGER; OWNER | — |
| Nixon Michael | MANAGER / PARTNER | — |
| Maughan Mark | MANAGER; OWNER | — |
| Romney Matthew | PARTNER | — |
| Romney Craig | PARTNER | — |
| Olsen Travis | PARTNER | — |
| Ricks Stanford | MANAGER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/301868/brochure
- Similar advisers: https://search.stillhousedata.com/firm/301868/similar
- Related entities: https://search.stillhousedata.com/firm/301868/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/301868

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.