# FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC of BOSTON, MA is an SEC-registered investment adviser.

## Registration

- CRD: 301896
- Type: SEC-registered investment adviser
- SEC file number: 801-116860
- Location: 245 SUMMER STREET, BOSTON, MA, 02210
- Phone: 617-563-7000
- Latest filing: 2026-03-30
- Regulatory AUM: $9.4B
- Discretionary AUM: $9.4B
- Clients: 209
- Accounts: 1,435

## Business model

- Compensation: % of AUM, Fixed
- Clients served: High net worth, Pooled vehicles, Charities, Other

## Officers, owners & control persons (59)

_Showing 25 of 59 people._

| Name | Role | Location |
| --- | --- | --- |
| Gerard John McGraw | ELECTED MANAGER | Holmdel, NJ |
| Adams W John | ELECTED MANAGER | Orange, CA |
| Jason John Linde | CHIEF COMPLIANCE OFFICER | — |
| Manmohan Singh Seth | HEAD OF PRODUCT, DIRECTOR | — |
| Edward Crosby Johnson Iv | ELECTED MANAGER | — |
| Abigail Pierrepont Johnson | ELECTED MANAGER | — |
| Michael Engber Wilens | ELECTED MANAGER | — |
| Stephen Charles Neff | ELECTED MANAGER | — |
| Jordan John Burgess | PRESIDENT, DIRECTOR | — |
| Charles Allan Ackerman | CHIEF FINANCIAL OFFICER | — |
| Amanda Nicole Robinson | HEAD OF SPECIALIST DISTRIBUTION, DIRECTOR | — |
| Mayank Dhirendra Goradia | CHIEF INVESTMENT OFFICER | — |
| James Darby Nielson | CHIEF INVESTMENT OFFICER | — |
| Rohit Mahna | ELECTED MANAGER | — |
| Erica Steinig Birke | ELECTED MANAGER | — |
| Alfonso Riviezzo | ELECTED MANAGER | — |
| Edward Daniel O'Brien | ELECTED MANAGER | — |
| Dalton Gustafson | ELECTED MANAGER | — |
| Anton V Marchuk | ELECTED MANAGER | — |
| Manmohan S Seth | ELECTED MANAGER | — |
| Richard Scott Harrigan | CHIEF FINANCIAL OFFICER | — |
| Jordan J Burgess | ELECTED MANAGER/PRESIDENT | — |
| Gary John Gallagher | ELECTED MANAGER/PRESIDENT | — |
| PHILLIPS KENNETH STEPHEN | ELECTED MANAGER | — |
| JOHNSON EDWARD CROSBY | ELECTED MANAGER | — |


## Disclosures (21)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2020-05-22 | regulatory | ON MAY 22, 2023, FMR LLC, THE REGISTRANT'S ULTIMATE PARENT COMPANY, RECEIVED NOTICE FROM THE HELLENIC CAPITAL MARKET COMMISSION ("HCMC") THAT FMR LLC FAILED TO NOTIFY THE HCMC AND THE ISSUING COMPANY OF A CHANGE IN SHAREHOLDINGS IN A GREEK COMPANY IN A TIMELY MANNER. THE NOTIFICATION WAS MADE THREE… | Final | — |
| 2018-05-21 | regulatory | ON MAY 21, 2018, FMR LLC, THE REGISTRANT'S ULTIMATE PARENT COMPANY, RECEIVED NOTICE FROM SWEDEN'S FINANSINSPEKTIONEN (THE "SFSA") THAT THE SFSA WAS ISSUING A FINE, EQUIVALENT TO APPROXIMATELY US$40,000, AGAINST FMR LLC BASED ON A FINDING THAT A NOTIFICATION OF A CHANGE IN SHAREHOLDINGS IN A SWEDISH… | Final | $40K |
| 2017-02-28 | regulatory | ON FEBRUARY 28, 2017, FMR LLC, THE REGISTRANT'S ULTIMATE PARENT COMPANY, RECEIVED NOTICE FROM SWEDEN'S FINANSINSPEKTIONEN (THE "SFSA") THAT THE SFSA WAS ISSUING A FINE, EQUIVALENT TO APPROXIMATELY US$1,700, AGAINST FMR LLC BASED ON A FINDING THAT A NOTIFICATION OF A CHANGE IN SHAREHOLDINGS IN A SWED… | Final | $2K |
| 2014-04-21 | regulatory | ON APRIL 21, 2014, FMR LLC, THE REGISTRANT'S ULTIMATE PARENT COMPANY, RECEIVED NOTICE FROM THE HELLENIC REPUBLIC CAPITAL MARKET COMMISSION (THE "HCMC") THAT THE HCMC WAS ISSUING A FINE, EQUIVALENT TO APPROXIMATELY US$6,300, AGAINST FMR LLC BASED ON A FINDING THAT, IN 2007, FMR LLC, FOR SHARES HELD B… | Final | $6K |
| 2014-02-24 | regulatory | ON FEBRUARY 24, 2014, FMR LLC, THE REGISTRANT'S ULTIMATE PARENT COMPANY, RECEIVED NOTICE FROM SWEDEN'S FINANSINSPEKTIONEN (THE "SFSA") THAT THE SFSA WAS ISSUING A FINE, EQUIVALENT TO APPROXIMATELY US$9,000, AGAINST FMR LLC BASED ON A FINDING THAT A NOTIFICATION OF A CHANGE IN SHAREHOLDINGS IN A SWED… | Final | $9K |
| 2013-12-19 | regulatory | ON APRIL 14, 2014, FMR LLC, THE REGISTRANT'S ULTIMATE PARENT COMPANY, RECEIVED NOTICE FROM LUXEMBOURG'S COMMISSION DE SURVEILLANCE DU SECTEUR FINANCIER (THE "CSSF") THAT THE CSSF WAS ISSUING AN ADMINISTRATIVE FINE OF APPROXIMATELY US$5,000 AGAINST FMR LLC BASED ON THE FINDING THAT FMR LLC, FOR SHARE… | Final | $5K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/301896/brochure
- Similar advisers: https://search.stillhousedata.com/firm/301896/similar
- Related entities: https://search.stillhousedata.com/firm/301896/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/301896

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.