# CONVERGENCE FINANCIAL, LLC

CONVERGENCE FINANCIAL, LLC of COLUMBIA, MO is an SEC-registered investment adviser.

## Registration

- CRD: 304146
- Type: SEC-registered investment adviser
- SEC file number: 801-116738
- Location: 3919 S. PROVIDENCE ROAD, COLUMBIA, MO, 65203
- Phone: (573) 818-2264
- Latest filing: 2026-06-22
- Regulatory AUM: $904.0M
- Discretionary AUM: $902.9M
- Non-discretionary AUM: $1.1M
- Clients: 18
- Accounts: 4,725

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pensions

## Officers, owners & control persons (15)

| Name | Role | Location |
| --- | --- | --- |
| Travis Earl Cook | CEO AND MEMBER | — |
| Conor Francis Delaney | MEMBER | — |
| Tyler Stephen Hoffmann | PRESIDENT; PRESIDENT AND MEMBER | — |
| Cathleen Anne Wrisberg | CHIEF COMPLIANCE OFFICER | — |
| DELANEY JOSEPH FRANCIS | MEMBER | — |
| WRISBERG CATHLEEN ANNE | CHIEF COMPLIANCE OFFICER | — |
| NEIN COURTNIE ELIZABETH | MEMBER | — |
| GROMIS RICHARD | CHIEF COMPLIANCE OFFICER | — |
| COSTELLO DANIEL BRIAN | MEMBER | — |
| BROCHU DENISE JUNE | CHIEF COMPLIANCE OFFICER | — |
| COOK TRAVIS EARL | CEO AND MEMBER; PRESIDENT AND MEMBER | — |
| LYMAN KELSEY MARIE | CHIEF COMPLIANCE OFFICER | — |
| LITTRELL WILLIAM PAINTER | CHIEF COMPLIANCE OFFICER | — |
| HOFFMANN TYLER STEPHEN | PRESIDENT | — |
| Adam Brian Parrie | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (3)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2023-06-05 | regulatory | WITHOUT ADMITTING OR DENYING THE FINDINGS, JACOB LEDDY CONSENTED TO FINDINGS THAT HE IMPROPERLY RETAINED CUSTOMER NON-PUBLIC PERSONAL INFORMATION IN VIOLATION OF FINRA RULES AND FIRM POLICIES. | Final | $5K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/304146/brochure
- Similar advisers: https://search.stillhousedata.com/firm/304146/similar
- Related entities: https://search.stillhousedata.com/firm/304146/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/304146

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.