# TANNIN CAPITAL, LLC

TANNIN CAPITAL, LLC of CHARLOTTE, NC is an SEC-registered investment adviser.

## Registration

- CRD: 304238
- Type: SEC-registered investment adviser
- SEC file number: 801-116787
- Location: 1026 JAY STREET, CHARLOTTE, NC, 28208
- Phone: 704-552-1082
- Latest filing: 2026-03-31
- Regulatory AUM: $824.9M
- Discretionary AUM: $460.2M
- Non-discretionary AUM: $364.7M
- Clients: 7
- Accounts: 532

## Business model

- Compensation: % of AUM
- Clients served: Individuals, High net worth, Pooled vehicles

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| Clay Hutchinson Young | SOLE MEMBER AND CHIEF COMPLIANCE OFFICER | — |
| YOUNG CLAY HUTCHINSON | SOLE MEMBER AND CHIEF COMPLIANCE OFFICER | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2020-04-24 | regulatory | ON JULY 28, 2021, TANNIN CAPITAL ENTERED INTO A FINAL ORDER WITH THE NORTH CAROLINA DEPARTMENT OF THE SECRETARY OF STATE SECURITIES DIVISION. THE ORDER RELATED TO ALLEGATIONS THAT TANNIN CAPITAL WAS NOT ELIGIBLE FOR REGISTRATION WITH U.S. SECURITIES AND EXCHANGE COMMISSION FROM OCTOBER 2019 TO APRIL… | Final | $3K |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| RALEIGH | NC | 3 | 919-874-5656 |
| RALEIGH | NC | 3 | 919-874-5656 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/304238/brochure
- Similar advisers: https://search.stillhousedata.com/firm/304238/similar
- Related entities: https://search.stillhousedata.com/firm/304238/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/304238

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.