# RM FINANCIAL SERVICES, LLC

RM FINANCIAL SERVICES, LLC of FALMOUTH, ME is an SEC-registered investment adviser.

## Registration

- CRD: 304297
- Type: SEC-registered investment adviser
- SEC file number: 801-120468
- Location: 362 US ROUTE ONE, FALMOUTH, ME, 04105
- Phone: (207) 781-7637
- Latest filing: 2026-03-23
- Regulatory AUM: $245.4M
- Discretionary AUM: $236.7M
- Non-discretionary AUM: $8.7M
- Clients: 4
- Accounts: 980

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pensions

## Officers, owners & control persons (6)

| Name | Role | Location |
| --- | --- | --- |
| Aaron Pike Rugh | CHIEF EXECUTIVE OFFICER | — |
| Mark Lawrence Macleod | MANAGING MEMBER / PRESIDENT | — |
| Cayla Jane Moore | CHIEF COMPLIANCE OFFICER | — |
| MOORE DOROTHEA JANE | CHIEF COMPLIANCE OFFICER | — |
| RUGH AARON PIKE | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | — |
| MACLEOD MARK LAWRENCE | MANAGING MEMBER / PRESIDENT | — |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| DELRAY BEACH | FL | 1 | 207 781 7637 |
| DELRAY BEACH | FL | 1 | 207 781 7637 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/304297/brochure
- Similar advisers: https://search.stillhousedata.com/firm/304297/similar
- Related entities: https://search.stillhousedata.com/firm/304297/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/304297

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.