# BALLAST FINANCIAL ADVISORS, LLC

BALLAST FINANCIAL ADVISORS, LLC of WEST CHESTER, PA is an SEC-registered investment adviser.

## Registration

- CRD: 304430
- Type: SEC-registered investment adviser
- SEC file number: 801-117158
- Location: 535 N. CHURCH ST., SUITE 205, WEST CHESTER, PA, 19380
- Phone: 484-266-7281
- Latest filing: 2026-03-17
- Regulatory AUM: $342.6M
- Discretionary AUM: $129.1M
- Non-discretionary AUM: $213.5M
- Clients: 5
- Accounts: 1,573

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities

## Officers, owners & control persons (5)

| Name | Role | Location |
| --- | --- | --- |
| Joseph David Baker | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | — |
| Daniel Patrick Mc Hugh | MANAGING MEMBER | — |
| BAKER DAVID | MANAGING MEMBER; MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | — |
| MILLER DAVID JOHN | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | — |
| MC HUGH DANIEL PATRICK | MANAGING MEMBER | — |


## Disclosures (6)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/304430/brochure
- Similar advisers: https://search.stillhousedata.com/firm/304430/similar
- Related entities: https://search.stillhousedata.com/firm/304430/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/304430

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.