# RESOLUTE CAPITAL, LLC

RESOLUTE CAPITAL, LLC of GREENVILLE, SC is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 304558
- Type: SEC-registered investment adviser
- SEC file number: 801-131843
- Location: 501 RIVER STREET, SUITE 200, GREENVILLE, SC, 29601
- Phone: (864) 800-1831
- Latest filing: 2026-07-15
- Regulatory AUM: $300.8M
- Discretionary AUM: $300.8M
- Clients: 31
- Accounts: 2,435

## Business model

- Compensation: % of AUM
- Clients served: Individuals, High net worth, Corporations

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| [Roseann Higgins](https://search.stillhousedata.com/person/667911) | CHIEF COMPLIANCE OFFICER | Cincinnati, OH |
| [Matthew John Dixon](https://search.stillhousedata.com/person/679193) | MANAGING MEMBER | — |
| [DIXON STEVEN JOHN](https://search.stillhousedata.com/person/732719) | MANAGING MEMBER | — |
| [HIGGINS ROSEANN](https://search.stillhousedata.com/person/863675) | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (8)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-05-31 | civil | IN MAY 2024, PLAINTIFFS FILED A COMPLAINT AGAINST MATTHEW DIXON, BLACK HARBOR, TRUNORTH, AND SYMETRA ALLEGING 1) NEGLIGENCE BY DEFENDANTS TO EXERCISE REASONABLE CARE, SKILL, DILIGENCE, AND PRUDENCE UNDER THE PLAINTIFF'S FINANCIAL SITUATION AND OBJECTIVES; 2) BREACH OF FIDUCIARY DUTY (DIXON, BLACK HA… | Final | $210K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/304558/brochure
- Similar advisers: https://search.stillhousedata.com/firm/304558/similar
- Related entities: https://search.stillhousedata.com/firm/304558/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/304558

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.