# BROAD COVE CAPITAL

BROAD COVE CAPITAL of CUMBERLAND FORESIDE, ME is an SEC-registered investment adviser.

## Registration

- CRD: 305393
- Type: SEC-registered investment adviser
- SEC file number: 801-117328
- Location: 62 U.S. ROUTE 1, CUMBERLAND FORESIDE, ME, 04110-1338
- Phone: 207-781-7800
- Latest filing: 2021-11-04
- Regulatory AUM: $185.1M
- Discretionary AUM: $153.3M
- Non-discretionary AUM: $31.8M
- Clients: 3
- Accounts: 373

## Officers, owners & control persons (3)

| Name | Role | Location |
| --- | --- | --- |
| GUARINO PETER ROSERIO | CHIEF COMPLIANCE OFFICER | — |
| DUFFY JOHN DENIS | DIRECTOR, PRESIDENT; PRESIDENT; PRESIDENT AND CHIEF COMPLIANCE OFFICER (+1 more) | — |
| DAIGNEAULT MATTHEW EDWARD DAHLGREN | CHIEF OPERATING OFFICER; DIRECTOR, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER; EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER (+2 more) | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/305393/brochure
- Similar advisers: https://search.stillhousedata.com/firm/305393/similar
- Related entities: https://search.stillhousedata.com/firm/305393/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/305393

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.