# EXOS ASSET MANAGEMENT LLC

EXOS ASSET MANAGEMENT LLC of NEW YORK, NY is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 305706
- Type: SEC-registered investment adviser
- SEC file number: 801-137184
- Location: 35 W 35TH STREET, FIFTH FLOOR, NEW YORK, NY, 10001
- Phone: (646) 814-0996
- Latest filing: 2026-07-29
- Regulatory AUM: $682K
- Discretionary AUM: $682K
- Clients: 25
- Accounts: 4

## Business model

- Compensation: % of AUM, Performance
- Clients served: High net worth, Pooled vehicles, Investment cos

## Officers, owners & control persons (24)

| Name | Role | Location |
| --- | --- | --- |
| Jonathan Kerner | CHIEF FINANCIAL OFFICER | NEW YORK, NY |
| Michael Forstl | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| Brady William Dougan | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER; SHAREHOLDER | — |
| Donald Neil Radey | CHIEF LEGAL OFFICER | — |
| Robert L Basso | CHIEF ADMINISTRATION OFFICER | — |
| DOUGAN BRADY WILLIAM | CHIEF EXECUTIVE OFFICER; SHAREHOLDER | — |
| RADEY DONALD NEIL | CHIEF LEGAL OFFICER | — |
| OSTERGAARD JILL WENZLAFF | CHIEF COMPLIANCE OFFICER | — |
| EARLY PETER LYONS | PARTNER, HEAD OF BUSINESS STRATEGY | — |
| HAUF JASON WILLIAMS | CHIEF FINANCIAL OFFICER | — |
| HATSTADT PHILIPPE ANDRE | CHIEF RISK OFFICER | — |
| Hatstadt Philippe | CHIEF RISK OFFICER | — |
| Early Peter | PARTNER, HEAD OF BUSINESS STRATEGY | — |
| BRANSFIELD KYLE PHILIP | PARTNER, HEAD OF BUSINESS | — |
| KRONER KENNETH FRANK | VICE CHAIR | — |
| COHEN JONATHAN ELLIOT | HEAD OF ASSET MANAGEMENT | — |
| Kroner Kenneth F | VICE CHAIR | — |
| NEISCH JACQUELINE ANN | CONTROLLER | — |
| Forstl Michael | CHIEF COMPLIANCE OFFICER | — |
| Kerner Jonathan | CHIEF FINANCIAL OFFICER | — |
| Basso Robert L | CHIEF ADMINISTRATION OFFICER | — |
| Paul David Greene | CHIEF FINANCIAL OFFICER | — |
| Roger M Machlis | GENERAL COUNSEL | — |
| Dewey Stanton Tucker | HEAD OF ASSET MANAGEMENT | — |


## Disclosures (5)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| — | civil | — | — | — |


## Private funds (2)

Mix: Private Equity Fund 1 · Hedge Fund 1

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| EXOS PRIVATE OPPORTUNITIES I LLC | Private Equity Fund | Delaware | 2 | $547K | $50K |
| EXOS COLLATERALIZED SPAC HOLDINGS FUND L.P. | Hedge Fund | Delaware | 1 | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/305706/brochure
- Similar advisers: https://search.stillhousedata.com/firm/305706/similar
- Related entities: https://search.stillhousedata.com/firm/305706/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/305706

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.