# INVESTORS CAPITAL CORP.

INVESTORS CAPITAL CORP. of LYNNFIELD, MA is an SEC-registered investment adviser.

## Registration

- CRD: 30613
- Type: SEC-registered investment adviser
- SEC file number: 801-62341
- Location: 6 KIMBALL LANE, LYNNFIELD, MA, 01940
- Phone: 800-949-1422
- Latest filing: 2016-10-05
- Regulatory AUM: $1.6B
- Discretionary AUM: $1.3B
- Non-discretionary AUM: $225.2M
- Clients: 325
- Accounts: 7,960

## Officers, owners & control persons (24)

| Name | Role | Location |
| --- | --- | --- |
| BRETON BERNARD ANDRE | BD CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER | — |
| ALLEN JOHN L | DIRECTOR | — |
| SHELSON MARK PAUL | TREASURER | — |
| HARRISON BRETT LAMAR | DIRECTOR | — |
| SMILEY STANLEY ROBERT | VICE PRESIDENT | — |
| ANTONIADES ADAM NICHOLAS | DIRECTOR | — |
| ANDERSON DAVID ALAN | ICAS CHIEF COMPLIANCE OFFICER | — |
| OLSON GREGORY ALAN | SECRETARY | — |
| CHARLES THEODORE EVERETT | CEO; OWNER | — |
| MURPHY TIMOTHY BOYLE | CEO & PRESIDENT; CEO / PRESIDENT / TREASURER; ICC CHIEF COMPLIANCE OFFICER (+2 more) | — |
| PRESKENIS STEVEN CHRISTOPHER | COO / LEGAL COUNSEL; LEGAL COUNSEL | — |
| WALLACE JAMES LOUIS | CHIEF OPERATIONS OFFICER AND SVP TRADING AND OPERATION PRINCIPAL; TRADING AND OPERATION PRINCIPAL | — |
| NESTOR JAMES MICHAEL | CHIEF COMPLIANCE OFFICER; ICC CHIEF COMPLIANCE OFFICER | — |
| CHARLES JANICE MARY | TREASURER | — |
| MCCRAINE SUSAN ARLENE | CHIEF COMPLIANCE OFFICER; COMPLIANCE OFFICER | — |
| TARENTINO MELISSA | CHIEF RISK OFFICER; CHIEF RISK OFFICER AND GENERAL COUNSEL | — |
| URBANSKI THOMAS EDWARD | CHIEF TECHNOLOGY OFFICER | — |
| CATALDO JOHN GENNARO | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, BROKERAGE ICC; ICC CHIEF COMPLIANCE OFFICER | — |
| DONNELLY KATHLEEN LEE | CHIEF FINANCIAL OFFICER | — |
| BERNARD GEORGE JR | VP OF FEE BASE BUSINESS | — |
| GINOLFI CHRIS | CHIEF COMPLIANCE OFFICER, ADVISORY ICA | — |
| GINOLFI CHRISTIAN PHILLIP | CHIEF COMPLIANCE OFFICER, ADVISORY; CHIEF COMPLIANCE OFFICER, ADVISORY ICA | — |
| MCKENNA NINA SCHLOESSER | DIRECTOR | — |
| ALLEN MASON LURAY | DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/30613/brochure
- Similar advisers: https://search.stillhousedata.com/firm/30613/similar
- Related entities: https://search.stillhousedata.com/firm/30613/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/30613

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.