# NYL INVESTMENTS EUROPE LIMITED

NYL INVESTMENTS EUROPE LIMITED of DUBLIN is an SEC exempt reporting adviser.

## Registration

- CRD: 306388
- Type: SEC exempt reporting adviser
- SEC file number: 802-117758
- Location: SPACES DUBLIN; SOUTH DOCKLANDS, BLOCK C, 77 SIR JOHN ROGERSON'S QUAY, GRAND CANAL DOCK, DUBLIN, D02 VK60
- Phone: +353 87 393 1893
- Latest filing: 2026-03-30

## Officers, owners & control persons (22)

| Name | Role | Location |
| --- | --- | --- |
| [Melissa Ching-Ai Kuan](https://search.stillhousedata.com/person/660915) | DIRECTOR | — |
| [Francis Michael Harte](https://search.stillhousedata.com/person/661294) | DIRECTOR | — |
| [John Anthony Forde](https://search.stillhousedata.com/person/703492) | DIRECTOR | — |
| [Denise Mary Kinsella](https://search.stillhousedata.com/person/720727) | DIRECTOR | — |
| [Ashley Koble](https://search.stillhousedata.com/person/720728) | DIRECTOR | — |
| [HARTE FRANCIS MICHAEL](https://search.stillhousedata.com/person/729861) | ELECTED TO THE BOARD OF MANAGERS | — |
| [PHLEGAR JEFFREY SCOTT](https://search.stillhousedata.com/person/738650) | CHAIRMAN AND CHIEF EXECUTIVE OFFICER AND ELECTED TO THE BOARD OF MANAGERS; DIRECTOR | — |
| [BUSTAMANTE RENE ARTURO](https://search.stillhousedata.com/person/738994) | DIRECTOR | — |
| [MCNAMARA FRANCIS JOSEPH](https://search.stillhousedata.com/person/741503) | DIRECTOR | — |
| [MALLOY ANTHONY RAMSEY](https://search.stillhousedata.com/person/750759) | ELECTED TO THE BOARD OF MANAGERS | — |
| [LEE KAHYEONG NMN](https://search.stillhousedata.com/person/793537) | DIRECTOR | — |
| [SULLIVAN HOWARD EDWARDS](https://search.stillhousedata.com/person/795753) | DIRECTOR | — |
| [HUNG YIE-HSIN NMN](https://search.stillhousedata.com/person/814680) | ELECTED TO THE BOARD OF MANAGERS | — |
| [PROTAS LUCILLE MARIAN](https://search.stillhousedata.com/person/829302) | PRESIDENT, EXECUTIVE MANAGING DIRECTOR, CHIEF OPERATING OFFICER, TREASURER AND ELECTED TO THE BOARD OF MANAGERS | — |
| [ABOU-JAOUDE NAIM NMN](https://search.stillhousedata.com/person/846831) | ELECTED TO THE BOARD OF MANAGERS; INTERIM CEO AND CHAIRMAN OF THE BOARD OF MANAGERS | — |
| [Forde John Anthony](https://search.stillhousedata.com/person/847862) | DIRECTOR | — |
| [LEHNEIS KIRK CHRISTOPHER](https://search.stillhousedata.com/person/848264) | ELECTED TO THE BOARD OF MANAGERS | — |
| [GIACCO JAY NMN](https://search.stillhousedata.com/person/861180) | DIRECTOR | — |
| [KARAOGLAN ALAIN MAURICE](https://search.stillhousedata.com/person/872815) | ELECTED TO THE BOARD OF MANAGERS | — |
| [POWER CONOR FERGAL](https://search.stillhousedata.com/person/898990) | DIRECTOR | — |
| [KINSELLA DENISE MARY](https://search.stillhousedata.com/person/898991) | DIRECTOR | — |
| [Ashley Christine Koble](https://search.stillhousedata.com/person/1023789) | DIRECTOR | — |


## Disclosures (28)

_Showing 10 of 11 distinct disclosure events._

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2025-08-07 | regulatory | NYLIC PAID A $2,000 FINE FOR FAILING TO PAY CLAIMS AND INTEREST ON CLAIMS IN A TIMELY MANNER, IN VIOLATION OF CONNECTICUT STATUTORY REQUIREMENTS. THE MATTER WAS RESOLVED VIA STIPULATION AND CONSENT ORDERS DATED AUGUST 7, 2025, AND NO FORMAL HEARINGS WERE HELD. | Final | $2K |
| 2023-12-16 | regulatory | EW YORK LIFE INSURANCE COMPANY FAILED TO USE POLICY FORMS THAT WERE REVIEWED AND APPROVED BY THE STATE. IN ADDITION, CERTAIN FORMS DID NOT COMPLY WITH STATE REGULATIONS. | Final | $100K |
| 2021-10-04 | regulatory | ON OCTOBER 4, 2021 NEW YORK LIFE INSURANCE COMPANY ("NYLIC") RECEIVED AN ORDER OF CIVIL PENALTY AND ADOPTION OF A CORRECTIVE ACTION PLAN FROM THE KENTUCKY DEPARTMENT OF INSURANCE ALLEGING THAT NYLIC INCORRECTLY IMPLEMENTED PREMIUM RATE INCREASES ON 112 INDIVIDUAL LONG TERM CARE CONTRACTS IN VIOLATIO… | Final | $112K |
| 2021-03-23 | regulatory | THE OFFICE OF THE MONTANA STATE AUDITOR, COMMISSION OF SECURITIES AND INSURANCE ("CSI") FOUND THAT SINCE 2015 NEW YORK LIFE INSURANCE COMPANY AND NEW YORK LIFE INSURANCE AND ANNUITY CORPORATION (COLLECTIVELY, "NYL") USED GROUP LIFE INSURANCE AND GROUP ANNUITY FORMS THAT HAD NOT BEEN APPROVED BY THE… | Final | $10K |
| 2019-05-20 | regulatory | IN JUNE 2018, MACKAY SHIELDS LLC ("MKS LLC") NOTIFIED THE SFSA OF ONE SHORT POSITION IN THE SHARES OF A SWEDISH ISSUER. THAT NOTIFICATION WAS MADE UNINTENTIONALLY LATER THAN THE NOTIFICATION DEADLINE SPECIFIED IN REGULATION (EU) NO. 236/2012. | Final | $300 |
| 2018-01-24 | regulatory | DURING THE COURSE OF A ROUTINE MARKET CONDUCT EXAM, THE STATE OF CONNECTICUT INSURANCE DEPARTMENT (THE STATE) FOUND NEW YORK LIFE INSURANCE COMPANY DID NOT TIMELY PAY LONG TERMS CARE CLAIMS IN FOUR INSTANCES. NYLIC WAS FINED $1,000.00, WHICH WAS PAID TO THE STATE IN DECEMBER 2017. | Final | $1K |
| 2016-10-31 | regulatory | AS THE RESULT OF A ROUTINE MARKET CONDUCT EXAMINATION OF THE AFFAIRS OF NEW YORK LIFE INSURANCE COMPANY FOR TH PERIOD FROM JANUARY 1, 2005 THROUGH DECEMBER 31, 2009, THE NEW YORK STATE DEPARTMENT OF FINANCIAL SERVICES FOUND THAT NEW YORK LIFE VIOLATED SECTION 53-3.5(A), 53-3.2(A)(2) AND 53.3.6(B) OF… | Final | $732K |
| 2015-12-07 | regulatory | THE ILLINOIS DEPARTMENT OF INSURANCE CONDUCTED A MARKET EXAM, THE REPORT OF WHICH IDENTIFIED CERTAIN AREAS WHERE NYLIC WAS NOT IN COMPLIANCE WITH ILLINOIS INSURANCE REGULATIONS. NYLIC AND THE ILLINOIS DEPARTMENT OF INSURANCE ENTERED INTO A STIPULATION AND CONSENT ORDER UNDER WHICH NYLIC WILL PAY A C… | Final | $26K |
| 2014-10-24 | regulatory | A CIVIL PENALTY TO NEW YORK LIFE INSURANCE COMPANY BECAUSE A THIRD PARTY ADMINISTRATOR WORKING ON ITS BEHALF FAILED TO COMPLY. | Final | $6K |
| 2014-05-14 | regulatory | NYLIC ADMITTED TO THE FACTS AND ACCEPTED THE MARYLAND ADMINISTRATION'S CONCLUSIONS AS STATED IN THE EXAMINATION REPORT (MCLH-17-2011-E), IN RELATION TO NOT OFFERING THE BENEFICIARY IN WRITING AN EXPLANATION OF THE FEATURES OF THE RETAINED ASSET ACCOUNTS. NYLIC DENIED LIABILITY TO ANY THIRD PARTY AS… | Final | $1K |


## Private funds (1)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| PLAINVIEW FUNDS PLC - MACKAY SHIELDS EMERGING MARKETS DEBT PORTFOLIO | Hedge Fund | Ireland | 2 | $60.2M | $100K |


## Fund service providers (1)

- administrator: STATE STREET FUND SERVICES (IRELAND) LIMITED

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/306388/brochure
- Similar advisers: https://search.stillhousedata.com/firm/306388/similar
- Related entities: https://search.stillhousedata.com/firm/306388/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/306388

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.