# LUMENT INVESTMENT MANAGEMENT, LLC

LUMENT INVESTMENT MANAGEMENT, LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 306487
- Type: SEC-registered investment adviser
- SEC file number: 801-117782
- Location: 230 PARK AVENUE, 20TH FLOOR, NEW YORK, NY, 10169
- Phone: 212-317-5700
- Latest filing: 2026-06-29
- Regulatory AUM: $1.9B
- Discretionary AUM: $1.2B
- Non-discretionary AUM: $731.1M
- Clients: 447
- Accounts: 2

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos

## Officers, owners & control persons (15)

| Name | Role | Location |
| --- | --- | --- |
| [Michele Elissa Halickman](https://search.stillhousedata.com/person/664344) | CHIEF COMPLIANCE OFFICER | — |
| [HENSON JAMES JOSEPH](https://search.stillhousedata.com/person/835171) | GENERAL COUNSEL; SECRETARY | — |
| [MAINELLI KEVIN JOSEPH](https://search.stillhousedata.com/person/835172) | CHIEF COMPLIANCE OFFICER; SENIOR MANAGING DIRECTOR | — |
| [FLYNN JAMES PETER](https://search.stillhousedata.com/person/849431) | CHIEF EXECUTIVE OFFICER | — |
| [DOBYNS TIMOTHY JOHN](https://search.stillhousedata.com/person/856104) | ASSISTANT SECRETARY | — |
| [Dobyns Timothy J](https://search.stillhousedata.com/person/856475) | ASSISTANT SECRETARY | — |
| [Halickman Michele](https://search.stillhousedata.com/person/856929) | CHIEF COMPLIANCE OFFICER | — |
| [LARSEN MICHAEL PETER](https://search.stillhousedata.com/person/856930) | PRESIDENT | — |
| [HALICKMAN MICHELE ELISSA](https://search.stillhousedata.com/person/856931) | CHIEF COMPLIANCE OFFICER | — |
| [TORRES PRECILLA GOZUM](https://search.stillhousedata.com/person/863875) | SENIOR MANAGING DIRECTOR | — |
| [BRIGGS JAMES ANTHONY](https://search.stillhousedata.com/person/863876) | CHIEF ACCOUNTING OFFICER | — |
| [MEDRANO MONICA MARIE](https://search.stillhousedata.com/person/872682) | CHIEF COMPLIANCE OFFICER | — |
| [James Anthony Briggs](https://search.stillhousedata.com/person/1630452) | CHIEF ACCOUNTING OFFICER | — |
| [James Peter Flynn](https://search.stillhousedata.com/person/1630453) | CHIEF EXECUTIVE OFFICER | — |
| [Stephanie Gause Culpepper](https://search.stillhousedata.com/person/1630454) | GENERAL COUNSEL OF LUMENT | — |


## Branch offices (3)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| DALLAS | TX | 17 | 214-237-2000 |
| NEW YORK | NY | 13 | 212-468-5888 |
| COLUMBUS | OH | 3 | 800-837-5100 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/306487/brochure
- Similar advisers: https://search.stillhousedata.com/firm/306487/similar
- Related entities: https://search.stillhousedata.com/firm/306487/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/306487

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.