# NUVEEN INVESTMENT MANAGEMENT INTERNATIONAL LIMITED

NUVEEN INVESTMENT MANAGEMENT INTERNATIONAL LIMITED of LONDON is an SEC exempt reporting adviser.

## Registration

- CRD: 306545
- Type: SEC exempt reporting adviser
- SEC file number: 802-117880
- Location: 201 BISHOPSGATE, LONDON, EC2M 3BN
- Phone: 00 44 203 727 8000
- Latest filing: 2026-03-27

## Officers, owners & control persons (26)

_Showing 25 of 26 people._

| Name | Role | Location |
| --- | --- | --- |
| [Randy Giraldo](https://search.stillhousedata.com/person/174355) | DIRECTOR | New York, NY |
| [Joost Hessel Louis Bergsma](https://search.stillhousedata.com/person/528613) | DIRECTOR | London, X0 |
| [Duncan David Morton](https://search.stillhousedata.com/person/677692) | DIRECTOR | — |
| [Ramsay Mahmoud Nafa](https://search.stillhousedata.com/person/677789) | HEAD OF COMPLIANCE & OPERATIONAL RISK, EUROPE AND APAC | — |
| [Michael Lawson Sales](https://search.stillhousedata.com/person/677790) | DIRECTOR & CEO | — |
| [Anders Sven Persson](https://search.stillhousedata.com/person/677791) | DIRECTOR | — |
| [Shirley Tran](https://search.stillhousedata.com/person/677792) | DIRECTOR | — |
| [Catherine Elizabeth Schaefer](https://search.stillhousedata.com/person/677793) | DIRECTOR | — |
| [Salim Mansoor](https://search.stillhousedata.com/person/677794) | CHIEF COMPLIANCE OFFICER | — |
| [Harriet Anne Polturak](https://search.stillhousedata.com/person/677795) | DIRECTOR | — |
| [Gabriele Stein](https://search.stillhousedata.com/person/718231) | DIRECTOR | — |
| [SMITH LORINE ANN](https://search.stillhousedata.com/person/730748) | DIRECTOR | — |
| [PERSSON ANDERS SVEN](https://search.stillhousedata.com/person/815305) | DIRECTOR | — |
| [NAFA RAMSAY MAHMOUD](https://search.stillhousedata.com/person/891983) | HEAD OF COMPLIANCE AND OPERATIONAL RISK, EMEA AND APAC; HEAD OF COMPLIANCE - EMEA & APAC; HEAD OF COMPLIANCE & OPERATIONAL RISK, EMEA & APAC (+2 more) | — |
| [Kulczycki Peter Simon](https://search.stillhousedata.com/person/894659) | HEAD OF RISK | — |
| [adderley Raymond John](https://search.stillhousedata.com/person/894660) | DIRECTOR | — |
| [Sales Michael Lawson](https://search.stillhousedata.com/person/894661) | DIRECTOR; DIRECTOR & CEO | — |
| [Throssell Colin Paul](https://search.stillhousedata.com/person/894662) | DIRECTOR & CEO; DIRECTOR & CFO | — |
| [Griffiths Mark](https://search.stillhousedata.com/person/894663) | DIRECTOR | — |
| [Neal Michael Hugh](https://search.stillhousedata.com/person/896822) | DIRECTOR | — |
| [Leak Christopher James](https://search.stillhousedata.com/person/898883) | DIRECTOR | — |
| [mclennan ainslie NMN](https://search.stillhousedata.com/person/901005) | DIRECTOR | — |
| [Morton Duncan David](https://search.stillhousedata.com/person/901006) | DIRECTOR | — |
| [TRAN SHIRLEY](https://search.stillhousedata.com/person/904989) | DIRECTOR | — |
| [SCHAEFER CATHERINE ELIZABETH](https://search.stillhousedata.com/person/905313) | DIRECTOR | — |


## Disclosures (7)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2020-03-02 | regulatory | THE ALLEGED VIOLATIONS INCLUDED THE FOLLOWING: FAILURE TO PROVIDE THE "NOTICE OF AVAILABILITY OF THE DEPARTMENT OF INSURANCE" AND FAILURE TO PROVIDE BENEFICIARIES WITH A REASONABLE WRITTEN EXPLANATION OF DELAY OF CLAIM PAYMENT BEYOND 45 DAYS, AS REQUIRED BY SECTION 50 ILL. ADM. CODE 919.70(A)(2); AN… | Final | $18K |
| 2016-03-17 | regulatory | ALLEGED VIOLATIONS OF VARIOUS PROVISIONS OF NEW YORK INSURANCE LAWS | Final | $18K |
| 2014-06-30 | regulatory | ALLEGED VIOLATIONS OF VARIOUS PROVISIONS OF CONNECTICUT INSURANCE LAWS | Final | $2K |


## Private funds (1)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| EUROPEAN CITIES PARTNERSHIP SC SP | Real Estate Fund | Luxembourg | 20 | $1.8B | $11.2M |


## Fund service providers (1)

- administrator: AZTEC FINANCIAL SERVICES (LUXEMBOURG) S.A.

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/306545/brochure
- Similar advisers: https://search.stillhousedata.com/firm/306545/similar
- Related entities: https://search.stillhousedata.com/firm/306545/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/306545

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.
