# NEUBERGER BERMAN LOAN ADVISERS II LLC

NEUBERGER BERMAN LOAN ADVISERS II LLC of CHICAGO, IL is an SEC-registered investment adviser.

## Registration

- CRD: 306601
- Type: SEC-registered investment adviser
- SEC file number: 801-118438
- Location: 190 SOUTH LASALLE STREET, SUITE 2400, CHICAGO, IL, 60603
- Phone: 312-325-7700
- Latest filing: 2026-03-31
- Regulatory AUM: $9.0B
- Discretionary AUM: $9.0B
- Clients: 3
- Accounts: 18

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos

## Officers, owners & control persons (16)

| Name | Role | Location |
| --- | --- | --- |
| [Ashok Kumar Bhatia](https://search.stillhousedata.com/person/66517) | DIRECTOR, MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | Chicago, IL |
| [Stephen Gregory Wright](https://search.stillhousedata.com/person/676337) | DIRECTOR AND MANAGING DIRECTOR | — |
| [Kenneth M Deregt](https://search.stillhousedata.com/person/676339) | DIRECTOR AND MANAGING DIRECTOR | — |
| [Brian Lord](https://search.stillhousedata.com/person/686116) | CHIEF COMPLIANCE OFFICER, ASSISTANT SECRETARY AND SENIOR VICE PRESIDENT | — |
| [Anne Faris Brennan](https://search.stillhousedata.com/person/708579) | DIRECTOR AND MANAGING DIRECTOR | — |
| [EASON ROBERT GREEN LEE](https://search.stillhousedata.com/person/747107) | DIRECTOR AND MANAGING DIRECTOR | — |
| [TANK BRADLEY CURTIS](https://search.stillhousedata.com/person/748275) | DIRECTOR, MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | — |
| [AMATO JOSEPH VINCENT](https://search.stillhousedata.com/person/748465) | DIRECTOR AND MANAGING DIRECTOR | — |
| [BHATIA SUNIL KUMAR](https://search.stillhousedata.com/person/763617) | DIRECTOR, MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | — |
| [KOHN LAWRENCE JAY](https://search.stillhousedata.com/person/773666) | DIRECTOR AND MANAGING DIRECTOR | — |
| [LORD BRIAN](https://search.stillhousedata.com/person/790447) | CHIEF COMPLIANCE OFFICER, ASSISTANT SECRETARY AND SENIOR VICE PRESIDENT | — |
| [Eason Robert](https://search.stillhousedata.com/person/836760) | DIRECTOR AND MANAGING DIRECTOR | — |
| [WRIGHT STEPHEN GREGORY](https://search.stillhousedata.com/person/852018) | DIRECTOR AND MANAGING DIRECTOR | — |
| [deRegt Kenneth M](https://search.stillhousedata.com/person/860408) | DIRECTOR AND MANAGING DIRECTOR | — |
| [Brennan Anne](https://search.stillhousedata.com/person/882517) | DIRECTOR AND MANAGING DIRECTOR | — |
| [Brennan Anne Faris](https://search.stillhousedata.com/person/883697) | DIRECTOR AND MANAGING DIRECTOR | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-08-13 | regulatory | THE BAFIN ALLEGED THAT IN A SINGLE INSTANCE IN 2021, NBSH WILLFULLY FILED A VOTING RIGHTS NOTIFICATION OF DROPPING BELOW 3% HOLDINGS IN ONE GERMAN ISSUER SIX WEEKS AFTER THE FILING DEADLINE. | On Appeal | $1.6M |
| 2024-08-13 | regulatory | THE BAFIN ALLEGED THAT IN A SINGLE INSTANCE IN 2021, NBSH WILLFULLY FILED A VOTING RIGHTS NOTIFICATION OF DROPPING BELOW 3% HOLDINGS IN ONE GERMAN ISSUER SIX WEEKS AFTER THE FILING DEADLINE. | Final | $580K |


## Private funds (18)

_Showing 15 of 18 funds by gross asset value._

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| NEUBERGER BERMAN LOAN ADVISERS CLO 49, LTD. | Securitized Asset Fund | Jersey | 0 | $629.1M | $250K |
| NEUBERGER BERMAN LOAN ADVISERS CLO 44, LTD. | Securitized Asset Fund | Cayman Islands | 0 | $579.5M | $250K |
| NEUBERGER BERMAN LOAN ADVISERS CLO 46, LTD. | Securitized Asset Fund | Cayman Islands | 0 | $579.3M | $250K |
| NEUBERGER BERMAN LOAN ADVISERS CLO 48, LTD. | Securitized Asset Fund | Jersey | 0 | $578.7M | $250K |
| NEUBERGER BERMAN LOAN ADVISERS CLO 42, LTD. | Securitized Asset Fund | Cayman Islands | 0 | $577.6M | $250K |
| NEUBERGER BERMAN LOAN ADVISERS CLO 47, LTD. | Securitized Asset Fund | Cayman Islands | 0 | $577.3M | $250K |
| NEUBERGER BERMAN LOAN ADVISERS CLO 43, LTD. | Securitized Asset Fund | Cayman Islands | 0 | $576.9M | $250K |
| NEUBERGER BERMAN LOAN ADVISERS CLO 45, LTD. | Securitized Asset Fund | Cayman Islands | 0 | $575.0M | $250K |
| NEUBERGER BERMAN LOAN ADVISERS CLO 51, LTD. | Securitized Asset Fund | Jersey | 0 | $553.9M | $250K |
| NEUBERGER BERMAN LOAN ADVISERS CLO 53, LTD. | Securitized Asset Fund | Jersey | 0 | $540.2M | $250K |
| NEUBERGER BERMAN LOAN ADVISERS CLO 40, LTD. | Securitized Asset Fund | Cayman Islands | 0 | $488.6M | $250K |
| NEUBERGER BERMAN LOAN ADVISERS NBLA CLO 50, LTD. | Securitized Asset Fund | Jersey | 0 | $487.3M | $250K |
| NEUBERGER BERMAN LOAN ADVISERS CLO 39, LTD. | Securitized Asset Fund | Cayman Islands | 0 | $481.8M | $250K |
| NEUBERGER BERMAN LOAN ADVISERS CLO 38, LTD. | Securitized Asset Fund | Cayman Islands | 0 | $480.9M | $250K |
| NEUBERGER BERMAN LOAN ADVISERS CLO 41, LTD. | Securitized Asset Fund | Cayman Islands | 0 | $480.0M | $250K |


## Branch offices (1)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| NEW YORK | NY | 1 | 212-476-9000 |


## Fund service providers (2)

- administrator: MAPLESFS LIMITED — 11 funds
- administrator: MAPLES FIDUCIARY SERVICES (JERSEY) LIMITED — 7 funds

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/306601/brochure
- Similar advisers: https://search.stillhousedata.com/firm/306601/similar
- Related entities: https://search.stillhousedata.com/firm/306601/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/306601

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.