# LEGACY WEALTH ASSET MANAGEMENT, LLC

LEGACY WEALTH ASSET MANAGEMENT, LLC of WOODBURY, MN is an SEC-registered investment adviser.

## Registration

- CRD: 306732
- Type: SEC-registered investment adviser
- SEC file number: 801-118042
- Location: 683 BIELENBERG DRIVE, SUITE 101, WOODBURY, MN, 55125
- Phone: 651-621-2383
- Latest filing: 2026-03-13
- Regulatory AUM: $546.0M
- Discretionary AUM: $515.0M
- Non-discretionary AUM: $31.0M
- Clients: 14
- Accounts: 1,629

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth, Pensions, Charities

## Officers, owners & control persons (8)

| Name | Role | Location |
| --- | --- | --- |
| Michael Douglas Brocker | CEO & MANAGING MEMBER; MANAGING MEMBER | — |
| Benjamin Michael Brocker | CFO & MANAGING MEMBER; MANAGING MEMBER | — |
| Johnathan Michael Brocker | CHIEF COMPLIANCE OFFICER & CIO; MANAGING MEMBER | — |
| Matthew Michael Brocker | MANAGING MEMBER | — |
| Joshua Michael Brocker | MANAGING MEMBER | — |
| BROCKER MICHAEL DOUGLAS | CEO & MANAGING MEMBER; MANAGING MEMBER; OWNER | — |
| Brocker Joshua Michael | CFO & MANAGING MEMBER; CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER & CIO (+3 more) | — |
| Bethany Emebet Brocker | MANAGING MEMBER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/306732/brochure
- Similar advisers: https://search.stillhousedata.com/firm/306732/similar
- Related entities: https://search.stillhousedata.com/firm/306732/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/306732

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.