# INVESCO LOAN MANAGER, LLC

INVESCO LOAN MANAGER, LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 306746
- Type: SEC-registered investment adviser
- SEC file number: 801-118817
- Location: 225 LIBERTY STREET, NEW YORK, NY, 10281
- Phone: 212 278-9000
- Latest filing: 2026-03-25
- Regulatory AUM: $17.7B
- Discretionary AUM: $17.7B
- Clients: 109
- Accounts: 44

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos

## Officers, owners & control persons (3)

| Name | Role | Location |
| --- | --- | --- |
| [Joshua Evan Levit](https://search.stillhousedata.com/person/706513) | CHIEF COMPLIANCE OFFICER | — |
| [MCALEER TARA MARY](https://search.stillhousedata.com/person/814386) | CHIEF COMPLIANCE OFFICER | — |
| [Levit Joshua Evan](https://search.stillhousedata.com/person/850193) | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (10)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-11-28 | regulatory | THE SEC ALLEGED THAT INVESCO ADVISERS, INC. ("IAI"), AN INVESTMENT ADVISORY AFFILIATE OF INVESCO SENIOR SECURED MANAGEMENT, INC., LACKED COMPREHENSIVE POLICIES AND PROCEDURES TO DETERMINE THE PERCENTAGE OF COMPANY-WIDE ASSETS UNDER MANAGEMENT ("AUM") THAT WAS ESG INTEGRATED. THE SEC ALSO ALLEGED THA… | Final | $17.5M |
| 2023-05-15 | regulatory | THE SEC ALLEGED THAT INVESCO ADVISERS, INC. ("IAI"), AN INVESTMENT ADVISORY AFFILIATE OF INVESCO LOAN MANAGER AND INVESCO DISTRIBUTORS, INC. ("IDI"), AN AFFILIATED BROKER-DEALER (TOGETHER, WITH IAI, "INVESCO"), FAILED TO ADEQUATELY PRESERVE CERTAIN ELECTRONIC COMMUNICATIONS PURSUANT TO APPLICABLE RE… | Final | $35.0M |
| 2020-07-30 | regulatory | INVESCO LTD AND AIM INTERNATIONAL MUTUAL FUNDS FAILED TO SUBMIT VOTING RIGHTS NOTIFICATIONS TO BAFIN AND THE ISSUERS BY THE REQUIRED DEADLINE. BAFIN ISSUED A NOTICE OF HEARING ON JULY 30, 2020 TO INVESCO LTD ALLEGING THAT VIOLATIONS OF THE VOTING RIGHTS REQUIREMENTS OCCURED ON 26 OCCASSIONS RELATING… | Final | $310K |
| — | civil | — | — | — |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/306746/brochure
- Similar advisers: https://search.stillhousedata.com/firm/306746/similar
- Related entities: https://search.stillhousedata.com/firm/306746/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/306746

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.