# THE WEALTHPLAN LLC

THE WEALTHPLAN LLC of GREAT NECK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 306820
- Type: SEC-registered investment adviser
- SEC file number: 801-130235
- Location: 60 CUTTER MILL ROAD, SUITE 100-G, GREAT NECK, NY, 11021
- Phone: 516-400-7111
- Latest filing: 2026-03-23
- Regulatory AUM: $87.5M
- Discretionary AUM: $84.1M
- Non-discretionary AUM: $3.4M
- Clients: 1
- Accounts: 356

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth, Charities

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| David Efrem Warshaw | MANAGING MEMBER/CCO | — |
| WARSHAW DAVID EFREM | MANAGING MEMBER/CCO | — |


## Disclosures (3)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| — | civil | THE TRUSTEE DIRECTLY AUTHORIZED TRANSACTIONS FOR A VACATION AND A TRANSFER TO THE PERSONAL ACCOUNT OF THE GRANTOR. AFTER THE FACT, SHE STATED THAT ALL TRANSACTIONS WITHIN THE TRUST WERE UNAUTHORIZED. THE CLAIM WAS SETTLED TO AVOID THE COSTS AND FEES OF LITIGATION. | Final | $48K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/306820/brochure
- Similar advisers: https://search.stillhousedata.com/firm/306820/similar
- Related entities: https://search.stillhousedata.com/firm/306820/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/306820

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.