# DRIFTWOOD ADVISORS, LLC

DRIFTWOOD ADVISORS, LLC of CORAL GABLES, FL is an SEC-registered investment adviser.

## Registration

- CRD: 307316
- Type: SEC-registered investment adviser
- SEC file number: 801-118811
- Location: 255 ALHAMBRA CIR, STE 760, CORAL GABLES, FL, 33134
- Phone: 305-500-9998
- Latest filing: 2026-06-01
- Regulatory AUM: $568.8M
- Discretionary AUM: $568.8M
- Clients: 52
- Accounts: 3

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos

## Officers, owners & control persons (16)

| Name | Role | Location |
| --- | --- | --- |
| [Carlos Jose Rodriguez Smith](https://search.stillhousedata.com/person/694627) | CHIEF EXECUTIVE OFFICER; CHIEF OPERATING OFFICER; OWNER | — |
| [Jorge Luis Gomez-Moller](https://search.stillhousedata.com/person/694628) | CHIEF LEGAL OFFICER & GENERAL COUNSEL | Coral Gables, FL |
| [Carlos Jose Rodriguez](https://search.stillhousedata.com/person/694629) | CHIEF EXECUTIVE OFFICER; EXECUTIVE CHAIRMAN; OWNER | — |
| [Manuel Alejandro Navia](https://search.stillhousedata.com/person/694630) | CHIEF COMMERCIAL OFFICER | — |
| [Stephen Hodes](https://search.stillhousedata.com/person/694631) | CHIEF ACCOUNTING OFFICER | — |
| [Glenn Marc Wasserman](https://search.stillhousedata.com/person/694632) | CHIEF FINANCIAL OFFICER | — |
| [David R Steiner](https://search.stillhousedata.com/person/694633) | HEAD OF CREDIT; MANAGING DIRECTOR, CAPITAL MARKETS | — |
| [Nathalie Feria Mc Gowan](https://search.stillhousedata.com/person/694634) | CHIEF COMPLIANCE OFFICER | — |
| [RODRIGUEZ JOSE](https://search.stillhousedata.com/person/734287) | CHIEF EXECUTIVE OFFICER; CHIEF OPERATING OFFICER; OWNER | — |
| [STEINER MICHAEL R](https://search.stillhousedata.com/person/746033) | MANAGING DIRECTOR, CAPITAL MARKETS | — |
| [WASSERMAN STEVEN MARC](https://search.stillhousedata.com/person/820896) | CHIEF FINANCIAL OFFICER | — |
| [GOMEZ-MOLLER JORGE LUIS](https://search.stillhousedata.com/person/860378) | CHIEF COMPLIANCE OFFICER; CHIEF LEARNING OFFICER AND CHIEF COMPLIANCE OFFICER; CHIEF LEGAL OFFICER & GENERAL COUNSEL | — |
| [NAVIA MANUEL ALEJANDRO](https://search.stillhousedata.com/person/860379) | CHIEF COMMERCIAL OFFICER | — |
| [SACCO PAUL JOHN](https://search.stillhousedata.com/person/860380) | CHIEF INVESTMENT OFFICER | — |
| [HODES STEPHEN](https://search.stillhousedata.com/person/860381) | CHIEF ACCOUNTING OFFICER | — |
| [MC GOWAN NATHALIE FERIA](https://search.stillhousedata.com/person/883533) | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (5)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-12-20 | regulatory | IN A DECEMBER 20, 2024 CEASE AND DESIST ORDER (THE "ORDER"), THE SEC DESCRIBES DRIFTWOOD ADVISORS, LLC ("DRIFTWOOD ADVISORS") HAVING CUSTODY OF ASSETS OF ITS POOLED INVESTMENT VEHICLE CLIENTS. THE ORDER FINDS THAT DRIFTWOOD ADVISORS FAILED TIMELY TO DISTRIBUTE AUDITED FINANCIAL STATEMENTS PREPARED I… | Final | $115K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/307316/brochure
- Similar advisers: https://search.stillhousedata.com/firm/307316/similar
- Related entities: https://search.stillhousedata.com/firm/307316/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/307316

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.