# SOURCEROCK GROUP LLC

SOURCEROCK GROUP LLC of DENVER, CO is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 307575
- Type: SEC-registered investment adviser
- SEC file number: 801-121057
- Location: 210 UNIVERSITY BLVD, SUITE 330, DENVER, CO, 80206
- Phone: 720-790-2271
- Latest filing: 2026-04-02
- Regulatory AUM: $3.1B
- Discretionary AUM: $3.1B
- Clients: 16
- Accounts: 9

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos

## Officers, owners & control persons (6)

| Name | Role | Location |
| --- | --- | --- |
| Christian Zann | MEMBER | Denver, CO |
| Andrew Michael Haley | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | Denver, CO |
| Thiru Vengadam Ramakrishnan | MEMBER | — |
| HALEY ANDREW MICHAEL | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | — |
| RAMAKRISHNAN THIRU VENGADAM | MEMBER | — |
| Zann Christian | MEMBER | — |


## Disclosures (3)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-03-21 | regulatory | SETTLED ORDER PROVIDES THAT ADVISER PURCHASED SECURITIES IN A SINGLE COVERED OFFERING WHEN IT HAD SOLD SHORT SHARES IN THE SAME SECURITIES WITHIN THE RULE 105 RESTRICTED PERIOD. | Final | $250K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/307575/brochure
- Similar advisers: https://search.stillhousedata.com/firm/307575/similar
- Related entities: https://search.stillhousedata.com/firm/307575/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/307575

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.