# BERGER FINANCIAL GROUP, INC.

BERGER FINANCIAL GROUP, INC. of PLYMOUTH, MN is an SEC-registered investment adviser.

## Registration

- CRD: 308174
- Type: SEC-registered investment adviser
- SEC file number: 801-118923
- Location: 1695 STATE HWY 169 N, PLYMOUTH, MN, 55441
- Phone: 763-746-2666
- Latest filing: 2026-03-09
- Regulatory AUM: $2.9B
- Discretionary AUM: $2.9B
- Clients: 89
- Accounts: 11,139

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth

## Officers, owners & control persons (16)

| Name | Role | Location |
| --- | --- | --- |
| Mark Allen Berger | CCO, BOARD MEMBER; CHIEF COMPLIANCE OFFICER, PRINCIPAL, BOARD MEMBER | — |
| Nicholas Robert Asmus | CEO, BOARD MEMBER | — |
| April Therease Bortscheller | PRESIDENT, COO, BOARD MEMBER; VICE PRESIDENT, BOARD MEMBER | — |
| Angela Marie Erickson | ADVISOR, BOARD MEMBER | — |
| Patrick John Noll | CHIEF FINANCIAL OFFICER | — |
| Neil Matthew Brozen | TRUSTEE | — |
| Blaine Micah Conklin | CIO | — |
| Anthony Harold Reynolds | CHIEF STRATEGY OFFICER | — |
| Kristi Lyn Sanz | CHIEF GROWTH OFFICER | — |
| Larry Allen Berger | FINANCIAL ADVISOR, CHAIRMAN | — |
| BERGER LARRY ALLEN | CHIEF COMPLIANCE OFFICER, PRINCIPAL, BOARD MEMBER; FINANCIAL ADVISOR, CHAIRMAN | — |
| ERICKSON ANNE MARIE | ADVISOR, BOARD MEMBER | — |
| ASMUS NICHOLAS ROBERT | CEO, BOARD MEMBER; PRESIDENT, BOARD MEMBER | — |
| BORTSCHELLER APRIL THEREASE | VICE PRESIDENT, BOARD MEMBER | — |
| NOLL PATRICK JOHN | CHIEF FINANCIAL OFFICER | — |
| BROZEN NEIL MATTHEW | TRUSTEE | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/308174/brochure
- Similar advisers: https://search.stillhousedata.com/firm/308174/similar
- Related entities: https://search.stillhousedata.com/firm/308174/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/308174

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.