# ADAPTATION FINANCIAL ADVISORS INC.

ADAPTATION FINANCIAL ADVISORS INC. of OKLAHOMA CITY, OK is an SEC-registered investment adviser.

## Registration

- CRD: 309192
- Type: SEC-registered investment adviser
- SEC file number: 801-118982
- Location: 700 CEDAR LAKE BLVD, OKLAHOMA CITY, OK, 73114
- Phone: 972-774-0700
- Latest filing: 2026-05-06
- Regulatory AUM: $233.6M
- Discretionary AUM: $233.6M
- Clients: 4
- Accounts: 1,291

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pensions, Charities

## Officers, owners & control persons (14)

| Name | Role | Location |
| --- | --- | --- |
| Scott Wozniak | OWNER | NEWNAN, GA |
| Alan Philip Niemann | CEO, CHIEF COMPLIANCE OFFICER; TRUSTEE | — |
| Michael David Krost | SHAREHOLDER | — |
| Avery Gweb Niemann | DIRECTOR | — |
| EISCHEN TIMOTHY PAUL | SHAREHOLDER | — |
| KROST MICHAEL DAVID | SHAREHOLDER | — |
| ROBINSON MITCHELL KEAN | DIRECTOR OF COMPLIANCE; DIRECTOR OF COMPLIANCE, CHIEF COMPLIANCE OFFICER | — |
| Cox Kevin Vincent | CHIEF COMPLIANCE OFFICER; MEMBER | — |
| NIEMANN ALAN PHILIP | CEO; CEO, CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER (+2 more) | — |
| BOX TAYLOR ANNETTA MARIE | ASSISTANT COMPLIANCE OFFICER | — |
| ROBINSON MITCH LEBON-MELLENCAMP | DIRECTOR OF COMPLIANCE | — |
| Butcher Kacey Lee | OWNER | — |
| Wozniak Scott | OWNER | — |
| Niemann Avery Gweb | DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/309192/brochure
- Similar advisers: https://search.stillhousedata.com/firm/309192/similar
- Related entities: https://search.stillhousedata.com/firm/309192/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/309192

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.