# LENDING ARK ASIA SECURED PRIVATE DEBT MANAGEMENT LIMITED

LENDING ARK ASIA SECURED PRIVATE DEBT MANAGEMENT LIMITED of HONG KONG is an SEC exempt reporting adviser.

## Registration

- CRD: 309441
- Type: SEC exempt reporting adviser
- SEC file number: 802-119033
- Location: ROOM 805, 8/F AND 18/F, ONE PACIFIC PLACE 88 QUEENSWAY, HONG KONG
- Phone: 85226008888
- Latest filing: 2026-03-26

## Officers, owners & control persons (35)

_Showing 25 of 35 people._

| Name | Role | Location |
| --- | --- | --- |
| [Carol Lee Park](https://search.stillhousedata.com/person/2156) | DIRECTOR; INDIRECT SHAREHOLDER | Hong Kong, K3 |
| [Baifeng Hu](https://search.stillhousedata.com/person/125548) | COUNTRY HEAD - JAPAN, MANAGEMENT COMMITTEE MEMBER; HEAD OF CAPITAL PARTNERS | Grand Cayman, E9 |
| [Gregory Park](https://search.stillhousedata.com/person/267873) | DIRECTOR; INDIRECT SHAREHOLDER | KAHALUI, HI |
| [Eric Chung Keat Tan](https://search.stillhousedata.com/person/688429) | DIRECTOR | — |
| [Shu Feng](https://search.stillhousedata.com/person/688431) | DEPUTY HEAD OF CLSA CAPITAL PARTNERS | — |
| [Wei Jia](https://search.stillhousedata.com/person/688432) | DIRECTOR, CREDIT BUSINESS AND HEAD OF HEALTHCARE INVESTMENT DIVISION, CLSA ASIA GROWTH FUND; DIRECTOR, CREDIT BUSINESS AND HEAD OF HEALTHCARE INVESTMENT DIVISION, CLSA ASIA GROWTH FUNDT | — |
| [Ying Yeung Hung](https://search.stillhousedata.com/person/688433) | MD - HEAD OF TRANSACTION MANAGEMENT | — |
| [Yiu Wa Cheng](https://search.stillhousedata.com/person/688434) | DIRECTOR | — |
| [Fooi Hin Lim](https://search.stillhousedata.com/person/688436) | DIRECTOR | — |
| [Mo Yin Cheung](https://search.stillhousedata.com/person/688437) | HEAD OF COMPLIANCE | — |
| [Cheuk Fan Marco Chung](https://search.stillhousedata.com/person/688438) | HEAD OF LEGAL | — |
| [Kin Ki Chiu](https://search.stillhousedata.com/person/688439) | OPERATIONS DIRECTOR | — |
| [Yiu Lun Cheung](https://search.stillhousedata.com/person/688440) | HEAD OF FINANCE | Grand Cayman, E9 |
| [CHEUNG TSE SALLY SUI YIN](https://search.stillhousedata.com/person/780048) | HEAD OF COMPLIANCE | — |
| [PARK STEVEN GREGORY](https://search.stillhousedata.com/person/780175) | DIRECTOR; INDIRECT SHAREHOLDER | — |
| [LEE GUILHERME KI](https://search.stillhousedata.com/person/884083) | DIRECTOR | — |
| [CHUNG SHU SUM](https://search.stillhousedata.com/person/890706) | CHIEF OPERATING OFFICER | — |
| [SHAH SANJAY PREMCHAND](https://search.stillhousedata.com/person/896790) | DIRECTOR | — |
| [LIN HUIYING](https://search.stillhousedata.com/person/898256) | DIRECTOR | — |
| [TAN ERIC CHUNG KEAT](https://search.stillhousedata.com/person/898257) | DIRECTOR | — |
| [PARK CAROL LEE](https://search.stillhousedata.com/person/898258) | DIRECTOR; INDIRECT SHAREHOLDER | — |
| [KWON DAE WOOK](https://search.stillhousedata.com/person/898259) | CHIEF FINANCIAL OFFICER | — |
| [HU BAIFENG](https://search.stillhousedata.com/person/899942) | HEAD OF CLSA CAPITAL PARTNERS | — |
| [XU PENGZI](https://search.stillhousedata.com/person/899943) | DEPUTY HEAD OF CLSA CAPITAL PARTNERS | — |
| [FENG SHU](https://search.stillhousedata.com/person/899944) | DIRECTOR | — |


## Disclosures (8)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-04-30 | regulatory | CSRC FOUND THAT CITIC SECURITES CAPITAL MANAGEMENT CO., LTD PROVIDED LEVERAGED SUPPORT FOR SHARE TRANSFERS IN VIOLATION OF RESTRICTIVE PROVISIONS. | Final | $6.5M |
| 2024-04-30 | regulatory | CSRC FOUND THAT CITIC SECURITIES COMPANY LIMITED ("CITIC") PROVIDED SECURITIES LENDING SERVICES TO ITS CLIENTS IN VIOLATION OF THE RESTRICTIVE REGULATIONS ON THE TRANSFER OF SHARES | Final | $3.5M |
| 2023-02-06 | regulatory | DURING AN AML INSPECTION, THE PBOC ISSUED AN ADMINISTRATIVE PENALTY TO CITIC SECURITIES COMPANY LIMITED. THE PBOC DETERMINED THAT THE FIRM: 1.FAILED TO CONDUCT CONTINUOUS OR ENHANCED CUSTOMER DUE DILIGENCE TO CERTAIN CLIENTS AS REQUIRED. 2.FAILED TO FULLY COMPLY WITH THE REQUIREMENTS ON KEEPING OF R… | Final | $1.9M |
| 2020-04-10 | regulatory | (1) ZIZHUYUAN BRANCH'S DEFICIENCIES IN KNOWING YOUR CUSTOMER; (2) ZIZHUYUAN BRANCH'S FAILURE OF FILING A BRANCH'S PRINCIPAL INFO WITH CSRC BEIJING OFFICE; (3) ZIZHUYUAN BRANCH'S INADEQUACIES IN INTERNAL CONTROL FOR BEING UNABLE TO PROVIDE REGISTRATION RECORDS AND CHANGE OF COMPUTER EQUIPMENT AND MAC… | Final | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/309441/brochure
- Similar advisers: https://search.stillhousedata.com/firm/309441/similar
- Related entities: https://search.stillhousedata.com/firm/309441/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/309441

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.