# VON BORSTEL & ASSOCIATES, INC.

VON BORSTEL & ASSOCIATES, INC. of THE DALLES, OR is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 309746
- Type: SEC-registered investment adviser
- SEC file number: 801-119041
- Location: 308 E 3RD STREET, THE DALLES, OR, 97058
- Phone: 541-296-6669
- Latest filing: 2026-03-20
- Regulatory AUM: $680.2M
- Discretionary AUM: $680.2M
- Clients: 11
- Accounts: 2,070

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Other

## Officers, owners & control persons (5)

| Name | Role | Location |
| --- | --- | --- |
| Wayne Von Borstel | OWNER | — |
| Sandra Aguirre Piza | CHIEF COMPLIANCE OFFICER | — |
| VON BORSTEL WAYNE | OWNER | — |
| HERNANDEZ SANDRA | CHIEF COMPLIANCE OFFICER | — |
| AGUIRRE SANDRA | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| — | regulatory | — | — | — |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| PORTLAND | OR | 1 | 5032576969 |
| PORTLAND | OR | 1 | 5032576969 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/309746/brochure
- Similar advisers: https://search.stillhousedata.com/firm/309746/similar
- Related entities: https://search.stillhousedata.com/firm/309746/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/309746

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.