# JHW FINANCIAL SERVICES INC.

JHW FINANCIAL SERVICES INC. of SAN RAFAEL, CA is an SEC-registered investment adviser.

## Registration

- CRD: 31012
- Type: SEC-registered investment adviser
- SEC file number: 801-63974
- Location: 4340 REDWOOD HIGHWAY, A23, SAN RAFAEL, CA, 94903
- Phone: 415-526.2750
- Latest filing: 2014-12-03
- Regulatory AUM: $324.2M
- Non-discretionary AUM: $324.2M
- Clients: 215
- Accounts: 1,100

## Officers, owners & control persons (6)

| Name | Role | Location |
| --- | --- | --- |
| WILLIAMS JAMES HOUSTON | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER, FINOP; PRESIDENT (+3 more) | — |
| ROSENBAUM MICHAEL FRANCIS | CHIEF COMPLIANCE OFFICER | — |
| MAYS ELISABETH MARIE | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, MUNICIPAL PRINCIPAL | — |
| COLLINS ELIZABETH SARAH | SENIOR VP; SENIOR VP, MUNICIPAL PRINCIPAL | — |
| GOULD COSMO CHARLES | CCO | — |
| COOK PATRICIA CLAIRE | MUNICIPAL SECURITIES PRINCIPAL | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/31012/brochure
- Similar advisers: https://search.stillhousedata.com/firm/31012/similar
- Related entities: https://search.stillhousedata.com/firm/31012/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/31012

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.