# DEFINED FINANCIAL PLANNING LLC

DEFINED FINANCIAL PLANNING LLC of SAN RAFAEL, CA is an SEC-registered investment adviser.

## Registration

- CRD: 310137
- Type: SEC-registered investment adviser
- SEC file number: 801-126370
- Location: 899 NORTHGATE DR, SUITE 300, SAN RAFAEL, CA, 94903
- Phone: (510) 200-8655
- Latest filing: 2025-02-27
- Regulatory AUM: $137.3M
- Discretionary AUM: $135.6M
- Non-discretionary AUM: $1.7M
- Clients: 5
- Accounts: 333

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth, Pensions, Charities

## Officers, owners & control persons (7)

| Name | Role | Location |
| --- | --- | --- |
| Samuel Vasquez Gaeta | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, MEMBER | — |
| Brianna Nicole Gutierrez | DIRECTOR OF OPERATIONS, MEMBER | — |
| SMITH M GREGORY | DIRECTOR OF TAX PLANNING | — |
| COOPER MARTEL JED | DIRECTOR OF INVESTMENTS | — |
| Gaeta Samuel Vasquez | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, MEMBER | — |
| Vasquez Richard Anthony | PARTNER | — |
| Gutierrez Brianna Nicole | DIRECTOR OF OPERATIONS, MEMBER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/310137/brochure
- Similar advisers: https://search.stillhousedata.com/firm/310137/similar
- Related entities: https://search.stillhousedata.com/firm/310137/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/310137

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.