# COPPERWOOD FINANCIAL, INC.

COPPERWOOD FINANCIAL, INC. of BURR RIDGE, IL is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 310859
- Type: SEC-registered investment adviser
- SEC file number: 801-134875
- Location: 745 MCCLINTOCK DR., SUITE 308, BURR RIDGE, IL, 60527
- Phone: 630-581-8998
- Latest filing: 2026-03-25
- Regulatory AUM: $119.6M
- Discretionary AUM: $119.3M
- Non-discretionary AUM: $303K
- Clients: 3
- Accounts: 795

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pensions, Charities

## Officers, owners & control persons (1)

| Name | Role | Location |
| --- | --- | --- |
| Lawrence Edward Gatz | PRESIDENT AND CHIEF COMPLIANCE OFFICER | — |


## Disclosures (12)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| — | regulatory | — | — | — |
| — | criminal | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/310859/brochure
- Similar advisers: https://search.stillhousedata.com/firm/310859/similar
- Related entities: https://search.stillhousedata.com/firm/310859/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/310859

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.