# SOUND POINT COMMERCIAL REAL ESTATE FINANCE LLC

SOUND POINT COMMERCIAL REAL ESTATE FINANCE LLC of NEW YORK, NY is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 311808
- Type: SEC-registered investment adviser
- SEC file number: 801-120570
- Location: 375 PARK AVENUE, 34TH FLOOR, NEW YORK, NY, 10152
- Phone: 212-895-2280
- Latest filing: 2026-04-30
- Regulatory AUM: $2.7B
- Discretionary AUM: $2.7B
- Clients: 25
- Accounts: 8

## Business model

- Compensation: % of AUM, Other
- Clients served: Pooled vehicles

## Officers, owners & control persons (22)

| Name | Role | Location |
| --- | --- | --- |
| [Stephen Jerome Ketchum](https://search.stillhousedata.com/person/3795) | CHIEF EXECUTIVE OFFICER; MEMBER | New York, NY |
| [Sarah Zeller Seelaus](https://search.stillhousedata.com/person/677175) | CHIEF OPERATING OFFICER | — |
| [Andrea JS Sayago](https://search.stillhousedata.com/person/677179) | CHIEF COMPLIANCE OFFICER | New York, NY |
| [Daniel Steven Fabian](https://search.stillhousedata.com/person/677180) | GLOBAL CHIEF FINANCIAL OFFICER | — |
| [Vincent Anthony Darpino](https://search.stillhousedata.com/person/677181) | ACTING GENERAL COUNSEL; GENERAL COUNSEL | — |
| [Donald Joseph Mackinnon](https://search.stillhousedata.com/person/685847) | PORTFOLIO MANAGER | — |
| [Wendy Lynne Ruberti](https://search.stillhousedata.com/person/689291) | GENERAL COUNSEL | — |
| [Kevin Peter Gerlitz](https://search.stillhousedata.com/person/708567) | CHIEF FINANCIAL OFFICER | — |
| [GERLITZ KEVIN PETER](https://search.stillhousedata.com/person/755044) | CHIEF FINANCIAL OFFICER | — |
| [DAVIS JAMES ARTHUR](https://search.stillhousedata.com/person/757446) | LIMITED PARTNER | — |
| [CAREY JAMES DAWSON](https://search.stillhousedata.com/person/771803) | MEMBER, BOARD OF MANAGERS | — |
| [WERMUTH DAVID JAY](https://search.stillhousedata.com/person/771805) | LIMITED PARTNER | — |
| [ZERBIB NICOLAS DAVID](https://search.stillhousedata.com/person/771806) | LIMITED PARTNER | — |
| [KETCHUM STEPHEN JEROME](https://search.stillhousedata.com/person/793277) | CHIEF EXECUTIVE OFFICER; MANAGING PARTNER; MEMBER | — |
| [FRIEDMAN STEPHEN NMN](https://search.stillhousedata.com/person/793827) | LIMITED PARTNER | — |
| [SAYAGO ANDREA JS](https://search.stillhousedata.com/person/812517) | CHIEF COMPLIANCE OFFICER | — |
| [SEELAUS SARAH ZELLER](https://search.stillhousedata.com/person/851926) | CHIEF OPERATING OFFICER | — |
| [RUBERTI WENDY LYNNE](https://search.stillhousedata.com/person/860006) | GENERAL COUNSEL; GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | — |
| [WICKER LILY YULIANI](https://search.stillhousedata.com/person/860007) | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL | — |
| [WINER ANDREW BRIAN](https://search.stillhousedata.com/person/864051) | PORTFOLIO MANAGER | — |
| [MACKINNON DONALD JOSEPH](https://search.stillhousedata.com/person/864052) | PORTFOLIO MANAGER | — |
| [Andrea J.S. Sayago](https://search.stillhousedata.com/person/961712) | CHIEF COMPLIANCE OFFICER | New York, NY |


## Disclosures (10)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| — | regulatory | — | — | — |


## Private funds (1)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| SOUND POINT CRE SENIOR SECURED INCOME REIT, LLC | Hedge Fund | Delaware | 35 | $252.3M | $100K |


## Branch offices (3)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| GREENWICH | CT | 2 | (212) 895-2280 |
| — | — | 1 | 212 895 2280 |
| WEST PALM BEACH | FL | 1 | 212 895 2280 |


## Fund service providers (1)

- custodian: SOUND POINT CRE SENIOR SECURED INCOME FUND, LP

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/311808/brochure
- Similar advisers: https://search.stillhousedata.com/firm/311808/similar
- Related entities: https://search.stillhousedata.com/firm/311808/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/311808

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.