# FINDEC WEALTH SERVICES, INC.

FINDEC WEALTH SERVICES, INC. of STOCKTON, CA is an SEC-registered investment adviser.

## Registration

- CRD: 311949
- Type: SEC-registered investment adviser
- SEC file number: 801-120139
- Location: 1776 W. MARCH LANE, SUITE 190, STOCKTON, CA, 95207
- Phone: 209-957-7413
- Latest filing: 2026-03-23
- Regulatory AUM: $627.9M
- Discretionary AUM: $627.9M
- Clients: 5
- Accounts: 822

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions

## Officers, owners & control persons (8)

| Name | Role | Location |
| --- | --- | --- |
| Kenneth Robert Herold | CHIEF COMPLIANCE OFFICER | — |
| Michael E Lee | PRESIDENT & CHIEF EXECUTIVE OFFICER | — |
| Kevin Eugene Mahoney | SHAREHOLDER | — |
| MAHONEY MICHAEL EUGENE | BUSINESS DEVELOPMENT OFFICER; SHAREHOLDER | — |
| TEIGEN TOLEN CLEMENT | CHIEF INVESTMENT OFFICER | — |
| LEE MICHAEL E | PRESIDENT & CHIEF EXECUTIVE OFFICER | — |
| MORRIS RAQUEL TANICA | CHIEF OPERATIONS OFFICER | — |
| HEROLD KENNETH ROBERT | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/311949/brochure
- Similar advisers: https://search.stillhousedata.com/firm/311949/similar
- Related entities: https://search.stillhousedata.com/firm/311949/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/311949

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.