# PHILLIPS CAPITAL, LLC

PHILLIPS CAPITAL, LLC is an SEC-registered investment adviser.

## Registration

- CRD: 312403
- Type: SEC-registered investment adviser
- SEC file number: 801-120281
- Phone: 404-274-3296
- Latest filing: 2026-02-07
- Regulatory AUM: $314K
- Discretionary AUM: $314K
- Clients: 1
- Accounts: 12

## Business model

- Compensation: % of AUM
- Clients served: High net worth

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| Brendan M Phillips | CCO AND CEO | — |
| PHILLIPS Brendan M | CCO AND CEO | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/312403/brochure
- Similar advisers: https://search.stillhousedata.com/firm/312403/similar
- Related entities: https://search.stillhousedata.com/firm/312403/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/312403

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.